NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 2,845,475
- Share change
- -173,832
- Total reported value
- $55,915,000
- Price per share
- $19.65
- Number of holders
- 31
- Value change
- -$3,339,140
- Number of buys
- 15
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.7%
|
693,886
|
$13,066,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.4%
|
445,291
|
$8,385,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
383,949
|
$7,229,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
1.6%
|
302,057
|
$5,688,000 | — | 31 Dec 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.94%
|
177,027
|
$3,333,000 | — | 31 Dec 2015 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.75%
|
141,373
|
$2,662,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.71%
|
133,109
|
$2,507,000 | — | 31 Dec 2015 | |
| ArchPoint Investors |
13F
|
Company |
0.69%
|
130,256
|
$2,453,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.67%
|
125,790
|
$2,369,000 | — | 31 Dec 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.54%
|
100,707
|
$1,896,000 | — | 31 Dec 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.25%
|
47,480
|
$913,000 | — | 31 Dec 2015 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.19%
|
35,110
|
$661,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
34,510
|
$653,000 | — | 31 Dec 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.17%
|
32,461
|
$611,000 | — | 31 Dec 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.17%
|
31,600
|
$595,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.14%
|
27,112
|
$511,000 | — | 31 Dec 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.12%
|
22,000
|
$415,000 | — | 31 Dec 2015 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.12%
|
21,800
|
$410,000 | — | 31 Dec 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
0.11%
|
21,130
|
$397,000 | — | 31 Dec 2015 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.11%
|
19,900
|
$375,000 | — | 31 Dec 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.1%
|
19,043
|
$359,000 | — | 31 Dec 2015 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.08%
|
14,500
|
$273,000 | — | 31 Dec 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
14,150
|
$266,000 | — | 31 Dec 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
13,849
|
$260,000 | — | 31 Dec 2015 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.07%
|
13,000
|
$245,000 | — | 31 Dec 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
8,032
|
$151,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,330
|
$81,000 | — | 31 Dec 2015 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$34,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,409
|
$27,000 | — | 31 Dec 2015 | |
| Integrated Wealth Management |
13F
|
Company |
0.01%
|
1,400
|
$26,000 | — | 31 Dec 2015 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
600
|
$11,000 | — | 31 Dec 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
434
|
$8,000 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
224
|
$4,000 | — | 31 Dec 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
212
|
$4,000 | — | 31 Dec 2015 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q1 2016
As of 31 Mar 2016,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,845,475 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, UBS Group AG, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, USCA RIA LLC, and ROBINSON CAPITAL MANAGEMENT, LLC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
34
Q1 2016 holders
31
Holder diff
-3
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.