NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 3,751,319
- Share change
- +171,492
- Total reported value
- $72,213,000
- Price per share
- $19.25
- Number of holders
- 39
- Value change
- +$3,333,492
- Number of buys
- 23
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.4%
|
828,787
|
$15,167,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2.6%
|
484,116
|
$8,860,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.3%
|
435,151
|
$7,963,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.1%
|
398,676
|
$7,296,000 | — | 31 Dec 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.4%
|
265,150
|
$4,852,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
202,064
|
$3,697,000 | — | 31 Dec 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.81%
|
152,597
|
$2,793,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.81%
|
152,590
|
$2,792,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
116,405
|
$2,130,000 | — | 31 Dec 2016 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.29%
|
54,699
|
$1,001,000 | — | 31 Dec 2016 | |
| USCA RIA LLC |
13F
|
Company |
0.27%
|
51,249
|
$938,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.27%
|
50,485
|
$924,000 | — | 31 Dec 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.24%
|
44,156
|
$808,000 | — | 31 Dec 2016 | |
| ArchPoint Investors |
13F
|
Company |
0.22%
|
41,043
|
$751,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
34,444
|
$634,000 | — | 31 Dec 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.14%
|
26,956
|
$493,000 | — | 31 Dec 2016 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.13%
|
24,000
|
$439,000 | — | 31 Dec 2016 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.13%
|
23,850
|
$436,000 | — | 31 Dec 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.12%
|
23,003
|
$421,000 | — | 31 Dec 2016 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.11%
|
19,900
|
$375,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.1%
|
18,498
|
$339,000 | — | 31 Dec 2016 | |
| Regal Investment Advisors LLC |
13F
|
Company |
0.1%
|
17,895
|
$327,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
17,697
|
$324,000 | — | 31 Dec 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.09%
|
16,337
|
$299,000 | — | 31 Dec 2016 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.08%
|
14,500
|
$265,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
12,850
|
$235,000 | — | 31 Dec 2016 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.06%
|
12,200
|
$223,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
10,830
|
$198,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
5,634
|
$103,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
3,000
|
$55,000 | — | 31 Dec 2016 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$33,000 | — | 31 Dec 2016 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 31 Dec 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
667
|
$12,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
434
|
$8,000 | — | 31 Dec 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
212
|
$4,000 | — | 31 Dec 2016 | |
| Arax Advisory Partners |
13F
|
Company |
0%
|
164
|
$3,000 | — | 31 Dec 2016 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q1 2017
As of 31 Mar 2017,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,751,319 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Invesco Ltd., and ROBINSON CAPITAL MANAGEMENT, LLC.
This page lists
39
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
36
Q1 2017 holders
39
Holder diff
3
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.