NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 3,897,755
- Share change
- +86,257
- Total reported value
- $73,349,000
- Price per share
- $18.82
- Number of holders
- 41
- Value change
- +$1,586,786
- Number of buys
- 18
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.4%
|
823,704
|
$16,334,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
2.7%
|
502,048
|
$9,956,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.4%
|
454,820
|
$9,019,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.3%
|
251,873
|
$4,995,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
247,101
|
$4,900,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
241,917
|
$4,797,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.2%
|
226,579
|
$4,493,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.96%
|
181,174
|
$3,593,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.89%
|
167,866
|
$3,329,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.58%
|
108,218
|
$2,146,000 | — | 31 Dec 2017 | |
| USCA RIA LLC |
13F
|
Company |
0.42%
|
78,022
|
$1,547,000 | — | 31 Dec 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.32%
|
59,242
|
$1,175,000 | — | 31 Dec 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.31%
|
58,902
|
$1,168,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.3%
|
55,654
|
$1,104,000 | — | 31 Dec 2017 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.19%
|
36,150
|
$717,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.18%
|
34,000
|
$674,000 | — | 31 Dec 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.16%
|
30,500
|
$605,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
26,936
|
$534,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
26,191
|
$519,000 | — | 31 Dec 2017 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.11%
|
19,900
|
$394,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
16,069
|
$319,000 | — | 31 Dec 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.08%
|
15,737
|
$314,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
15,469
|
$305,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
14,984
|
$297,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
13,660
|
$271,000 | — | 31 Dec 2017 | |
| Private Capital Group, LLC |
13F
|
Company |
0%
|
40
|
$258,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.07%
|
12,500
|
$248,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.07%
|
12,420
|
$246,000 | — | 31 Dec 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.06%
|
12,200
|
$241,000 | — | 31 Dec 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
10,892
|
$215,000 | — | 31 Dec 2017 | |
| Na Bokf |
13F
|
Individual |
0.05%
|
10,000
|
$198,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
8,650
|
$171,000 | — | 31 Dec 2017 | |
| Avestar Capital, LLC |
13F
|
Company |
0.03%
|
5,128
|
$101,000 | — | 31 Dec 2017 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.03%
|
5,000
|
$99,000 | — | 31 Dec 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.03%
|
4,790
|
$96,000 | — | 31 Dec 2017 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
2,460
|
$49,000 | — | 31 Dec 2017 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$36,000 | — | 31 Dec 2017 | |
| Versant Capital Management, Inc |
13F
|
Company |
0.01%
|
1,726
|
$34,000 | — | 31 Dec 2017 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,250
|
$24,788 | — | 31 Dec 2017 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 31 Dec 2017 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0.01%
|
1,000
|
$19,000 | — | 31 Dec 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
667
|
$13,000 | — | 31 Dec 2017 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0%
|
376
|
$7,000 | — | 31 Dec 2017 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q1 2018
As of 31 Mar 2018,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,897,755 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Invesco Ltd., UBS Group AG, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, and ROYAL BANK OF CANADA.
This page lists
41
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
42
Q1 2018 holders
41
Holder diff
-1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.