NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 5,240,603
- Share change
- +57,363
- Total reported value
- $116,214,694
- Price per share
- $22.18
- Number of holders
- 50
- Value change
- +$1,301,128
- Number of buys
- 33
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.6%
|
1,043,612
|
$22,730,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.7%
|
874,795
|
$19,053,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3%
|
571,704
|
$12,452,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.1%
|
389,809
|
$8,490,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.3%
|
235,349
|
$5,126,000 | — | 31 Dec 2020 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.94%
|
175,957
|
$3,832,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.86%
|
161,320
|
$3,514,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.79%
|
148,674
|
$3,238,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.66%
|
124,498
|
$2,720,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.6%
|
111,825
|
$2,435,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.57%
|
107,847
|
$2,349,000 | — | 31 Dec 2020 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.36%
|
67,840
|
$1,478,000 | — | 31 Dec 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.35%
|
64,854
|
$1,413,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.31%
|
58,492
|
$1,274,000 | — | 31 Dec 2020 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.29%
|
54,449
|
$1,186,000 | — | 31 Dec 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.28%
|
52,291
|
$1,139,000 | — | 31 Dec 2020 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.29%
|
53,750
|
$1,113,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.22%
|
40,696
|
$886,000 | — | 31 Dec 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$817,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.19%
|
34,864
|
$759,000 | — | 31 Dec 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
0.19%
|
34,837
|
$759,000 | — | 31 Dec 2020 | |
| USCA RIA LLC |
13F
|
Company |
0.16%
|
30,924
|
$674,000 | — | 31 Dec 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.16%
|
30,860
|
$672,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.15%
|
28,847
|
$628,000 | — | 31 Dec 2020 | |
| Private Wealth Strategies, L.L.C. |
13F
|
Company |
0.14%
|
26,820
|
$584,000 | — | 31 Dec 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.14%
|
25,700
|
$560,000 | — | 31 Dec 2020 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.11%
|
21,389
|
$466,000 | — | 31 Dec 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.11%
|
21,355
|
$465,000 | — | 31 Dec 2020 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.11%
|
21,263
|
$463,000 | — | 31 Dec 2020 | |
| CERTUITY, LLC |
13F
|
Company |
0.1%
|
19,282
|
$420,000 | — | 31 Dec 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.1%
|
18,600
|
$405,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
16,725
|
$364,000 | — | 31 Dec 2020 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.07%
|
12,821
|
$279,000 | — | 31 Dec 2020 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.07%
|
12,776
|
$278,000 | — | 31 Dec 2020 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.06%
|
12,090
|
$263,319 | — | 31 Dec 2020 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.06%
|
10,666
|
$233,000 | — | 31 Dec 2020 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.06%
|
10,617
|
$231,000 | — | 31 Dec 2020 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
0.05%
|
9,797
|
$213,000 | — | 31 Dec 2020 | |
| Altus Wealth Group LLC |
13F
|
Company |
0.03%
|
6,180
|
$135,000 | — | 31 Dec 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.03%
|
5,650
|
$123,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
5,328
|
$116,000 | — | 31 Dec 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
4,489
|
$97,000 | — | 31 Dec 2020 | |
| Syverson Strege & Co |
13F
|
Company |
0.01%
|
2,399
|
$52,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
900
|
$20,000 | — | 31 Dec 2020 | |
| Laurel Wealth Planning LLC |
13F
|
Company |
0%
|
853
|
$19,000 | — | 31 Dec 2020 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
97
|
$2,000 | — | 31 Dec 2020 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
46
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q1 2021
As of 31 Mar 2021,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,240,603 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, Hennion & Walsh Asset Management, Inc., ROYAL BANK OF CANADA, UBS Group AG, TRANSCEND WEALTH COLLECTIVE, LLC, Raymond James Financial Services Advisors, Inc., and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
50
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
48
Q1 2021 holders
50
Holder diff
2
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.