NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 2,723,022
- Share change
- +211,944
- Total reported value
- $48,250,000
- Price per share
- $17.72
- Number of holders
- 29
- Value change
- +$3,790,929
- Number of buys
- 15
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.4%
|
643,097
|
$11,093,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
373,592
|
$6,444,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.8%
|
342,934
|
$5,916,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
242,528
|
$4,184,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.97%
|
181,629
|
$3,133,000 | — | 30 Jun 2015 | |
| ArchPoint Investors |
13F
|
Company |
0.73%
|
137,256
|
$2,368,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.7%
|
132,340
|
$2,282,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.64%
|
119,980
|
$2,069,000 | — | 30 Jun 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
35,743
|
$617,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.18%
|
34,542
|
$596,000 | — | 30 Jun 2015 | |
| COMERICA BANK |
13F
|
Company |
0.17%
|
32,000
|
$552,000 | — | 30 Jun 2015 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.15%
|
28,614
|
$494,000 | — | 30 Jun 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.15%
|
27,600
|
$476,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
24,361
|
$422,000 | — | 30 Jun 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
0.12%
|
22,881
|
$395,000 | — | 30 Jun 2015 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.12%
|
21,800
|
$376,000 | — | 30 Jun 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.1%
|
18,988
|
$327,549 | — | 30 Jun 2015 | |
| Allen Investment Management, LLC |
13F
|
Company |
0.1%
|
18,298
|
$316,000 | — | 30 Jun 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
17,712
|
$306,000 | — | 30 Jun 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
15,320
|
$264,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.06%
|
10,988
|
$190,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
10,583
|
$183,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,363
|
$93,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
3,700
|
$64,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
2,400
|
$41,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,000
|
$35,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,919
|
$33,000 | — | 30 Jun 2015 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$31,000 | — | 30 Jun 2015 | |
| Integrated Wealth Management |
13F
|
Company |
0.01%
|
1,400
|
$24,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,000
|
$17,000 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0%
|
560
|
$9,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
434
|
$7,000 | — | 30 Jun 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
212
|
$4,000 | — | 30 Jun 2015 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2015
As of 30 Sep 2015,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,723,022 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., Botty Investors LLC, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., and FIRST TRUST ADVISORS LP.
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
33
Q3 2015 holders
29
Holder diff
-4
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.