Security key
56064K100
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 4,154,344
- Share change
- -36,499
- Total reported value
- $87,130,702
- Price per share
- $20.98
- Number of holders
- 42
- Value change
- -$761,499
- Number of buys
- 23
- Number of sells
- 13
Report period
Q3 2019
Institutions
42
Top holders
10
MMD full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
NYLI MacKay DefinedTerm Muni Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 56064K100
Recent filing periods:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5.1%
|
949,161
|
$19,818,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
4.5%
|
839,435
|
$17,527,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.7%
|
508,362
|
$10,615,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
291,008
|
$6,076,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
204,753
|
$4,276,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.1%
|
200,749
|
$4,192,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.56%
|
105,044
|
$2,193,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.54%
|
101,677
|
$2,123,000 | — | 30 Jun 2019 | |
| USCA RIA LLC |
13F
|
Company |
0.51%
|
95,503
|
$1,994,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.5%
|
93,344
|
$1,949,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.48%
|
89,632
|
$1,871,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.44%
|
82,786
|
$1,728,000 | — | 30 Jun 2019 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.42%
|
78,145
|
$1,632,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
70,895
|
$1,480,000 | — | 30 Jun 2019 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.29%
|
54,500
|
$1,138,000 | — | 30 Jun 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.25%
|
46,802
|
$977,000 | — | 30 Jun 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$783,000 | — | 30 Jun 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.17%
|
31,490
|
$658,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
26,919
|
$563,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.14%
|
25,829
|
$539,000 | — | 30 Jun 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.13%
|
24,000
|
$501,000 | — | 30 Jun 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.12%
|
22,052
|
$460,000 | — | 30 Jun 2019 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.12%
|
21,719
|
$449,000 | — | 30 Jun 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.11%
|
20,261
|
$423,000 | — | 30 Jun 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.1%
|
19,279
|
$402,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.1%
|
19,073
|
$398,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.1%
|
18,252
|
$381,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
16,568
|
$345,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.08%
|
14,802
|
$309,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.08%
|
14,512
|
$304,000 | — | 30 Jun 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
12,376
|
$258,000 | — | 30 Jun 2019 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
12,300
|
$256,827 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.06%
|
11,480
|
$240,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.05%
|
10,034
|
$210,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
6,650
|
$139,000 | — | 30 Jun 2019 | |
| Financial Architects, Inc |
13F
|
Company |
0.02%
|
4,524
|
$94,000 | — | 30 Jun 2019 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
2,460
|
$51,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,375
|
$50,000 | — | 30 Jun 2019 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$38,000 | — | 30 Jun 2019 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Jun 2019 | |
| Avestar Capital, LLC |
13F
|
Company |
0%
|
828
|
$17,000 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
594
|
$12,000 | — | 30 Jun 2019 | |
| MOTCO |
13F
|
Company |
0%
|
370
|
$8,000 | — | 30 Jun 2019 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2019
As of 30 Sep 2019,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,154,344 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., UBS Group AG, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, USCA RIA LLC, and GUGGENHEIM CAPITAL LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
43
Q3 2019 holders
42
Holder diff
-1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.