How many institutions held MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in Q3 2018?

43 institutional investors reported MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common for Q3 2018. Use the holders table for investor-level position and value details.

NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)

Q: What does CUSIP 56064K100 represent in this 13F holders report?

CUSIP 56064K100 is the security identifier for MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common used to aggregate holder disclosures.

CUSIP: 56064K100

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class: Equity / Common
Shares outstanding: 18,782,526
Total 13F shares: 4,064,052
Share change: +121,627
Total reported value: $79,800,000
Price per share: $19.64
Number of holders: 43
Value change: +$2,398,107
Number of buys: 20
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2018
Previous quarter: Q2 2018

Recent filing periods for CUSIP 56064K100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	4.7%	877,120	$17,007,000	—	30 Jun 2018	13F
MORGAN STANLEY	13F	Company	3.4%	632,279	$12,260,000	—	30 Jun 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	2.7%	514,742	$9,981,000	—	30 Jun 2018	13F
Invesco Ltd.	13F	Company	1.3%	247,838	$4,806,000	—	30 Jun 2018	13F
UBS Group AG	13F	Company	1.2%	224,761	$4,358,000	—	30 Jun 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.87%	163,561	$3,171,000	—	30 Jun 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.82%	153,595	$2,978,000	—	30 Jun 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.8%	151,096	$2,930,000	—	30 Jun 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.77%	144,548	$2,803,000	—	30 Jun 2018	13F
Advisors Asset Management, Inc.	13F	Company	0.68%	128,016	$2,482,000	—	30 Jun 2018	13F
USCA RIA LLC	13F	Company	0.51%	95,703	$1,856,000	—	30 Jun 2018	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.43%	80,080	$1,553,000	—	30 Jun 2018	13F
FIRST TRUST ADVISORS LP	13F	Company	0.33%	61,078	$1,184,000	—	30 Jun 2018	13F
VAN ECK ASSOCIATES CORP	13F	Company	0.31%	59,025	$1,144,000	—	30 Jun 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.24%	44,982	$846,000	—	30 Jun 2018	13F
Advisory Services Network, LLC	13F	Company	0.2%	37,500	$729,000	—	30 Jun 2018	13F
Summit Financial Wealth Advisors, LLC	13F	Company	0.2%	36,650	$690,000	—	30 Jun 2018	13F
Cornerstone Wealth Management, LLC	13F	Company	0.05%	9,787	$504,000	—	30 Jun 2018	13F
Janney Montgomery Scott LLC	13F	Company	0.13%	24,032	$466,000	—	30 Jun 2018	13F
LPL Financial LLC	13F	Company	0.13%	24,009	$466,000	—	30 Jun 2018	13F
Stratos Wealth Partners, LTD.	13F	Company	0.13%	24,000	$465,000	—	30 Jun 2018	13F
Cetera Advisors LLC	13F	Company	0.12%	23,037	$449,000	—	30 Jun 2018	13F
HARVEST CAPITAL MANAGEMENT INC	13F	Company	0.09%	17,500	$339,000	—	30 Jun 2018	13F
BB&T SECURITIES, LLC	13F	Company	0.08%	15,286	$296,000	—	30 Jun 2018	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.08%	14,484	$281,000	—	30 Jun 2018	13F
RAYMOND JAMES TRUST N.A.	13F	Company	0.08%	14,135	$274,000	—	30 Jun 2018	13F
Legacy Financial Strategies, LLC	13F	Company	0.07%	13,130	$255,000	—	30 Jun 2018	13F
Quad-Cities Investment Group, LLC	13F	Company	0.07%	13,094	$254,000	—	30 Jun 2018	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.06%	12,200	$237,000	—	30 Jun 2018	13F
US BANCORP \DE\	13F	Company	0.06%	12,170	$236,000	—	30 Jun 2018	13F
STIFEL FINANCIAL CORP	13F	Company	0.06%	10,882	$208,000	—	30 Jun 2018	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.06%	10,714	$208,000	—	30 Jun 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.06%	10,607	$206,000	—	30 Jun 2018	13F
Na Bokf	13F	Individual	0.05%	10,000	$194,000	—	30 Jun 2018	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.05%	9,695	$188,000	—	30 Jun 2018	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.05%	9,650	$187,000	—	30 Jun 2018	13F
CITIGROUP INC	13F	Company	0.04%	7,435	$144,000	—	30 Jun 2018	13F
ArchPoint Investors	13F	Company	0.01%	2,460	$48,000	—	30 Jun 2018	13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC	13F	Company	0.01%	1,800	$35,000	—	30 Jun 2018	13F
Advisor Group, Inc.	13F	Company	0.01%	1,000	$19,000	—	30 Jun 2018	13F
Bell Rock Capital LLC	13F	Company	0.01%	1,000	$19,000	—	30 Jun 2018	13F
Mascoma Wealth Management LLC	13F	Company	0.01%	1,000	$19,000	—	30 Jun 2018	13F
Avestar Capital, LLC	13F	Company	0%	828	$16,000	—	30 Jun 2018	13F
SEI INVESTMENTS CO	13F	Company	0%	667	$13,000	—	30 Jun 2018	13F
SeaCrest Wealth Management, LLC	13F	Company	0%	376	$7,000	—	30 Jun 2018	13F

Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2018

As of 30 Sep 2018, NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by 43 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,064,052 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, UBS Group AG, Invesco Ltd., ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, and USCA RIA LLC. This page lists 43 institutional shareholders reporting positions in this security for the Q3 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders

Q3 2018 holders

Holder diff

-2

Investor	Q2 2018 Shares	Q3 2018 Shares	Share Diff	Share Chg %	Q2 2018 Value $	Q3 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.