NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)

CUSIP: 56064K100

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / Common
Shares outstanding
18,782,526
Total 13F shares
4,064,052
Share change
+121,627
Total reported value
$79,800,000
Price per share
$19.64
Number of holders
43
Value change
+$2,398,107
Number of buys
20
Number of sells
14

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Quarterly Holders Quick Answers

What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.

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Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
BANK OF AMERICA CORP /DE/
13F
Company
4.7%
877,120
$17,007,000 30 Jun 2018
13F
MORGAN STANLEY
13F
Company
3.4%
632,279
$12,260,000 30 Jun 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
2.7%
514,742
$9,981,000 30 Jun 2018
13F
Invesco Ltd.
13F
Company
1.3%
247,838
$4,806,000 30 Jun 2018
13F
UBS Group AG
13F
Company
1.2%
224,761
$4,358,000 30 Jun 2018
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.87%
163,561
$3,171,000 30 Jun 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.82%
153,595
$2,978,000 30 Jun 2018
13F
ROYAL BANK OF CANADA
13F
Company
0.8%
151,096
$2,930,000 30 Jun 2018
13F
GUGGENHEIM CAPITAL LLC
13F
Company
0.77%
144,548
$2,803,000 30 Jun 2018
13F
Advisors Asset Management, Inc.
13F
Company
0.68%
128,016
$2,482,000 30 Jun 2018
13F
USCA RIA LLC
13F
Company
0.51%
95,703
$1,856,000 30 Jun 2018
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0.43%
80,080
$1,553,000 30 Jun 2018
13F
FIRST TRUST ADVISORS LP
13F
Company
0.33%
61,078
$1,184,000 30 Jun 2018
13F
VAN ECK ASSOCIATES CORP
13F
Company
0.31%
59,025
$1,144,000 30 Jun 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.24%
44,982
$846,000 30 Jun 2018
13F
Advisory Services Network, LLC
13F
Company
0.2%
37,500
$729,000 30 Jun 2018
13F
Summit Financial Wealth Advisors, LLC
13F
Company
0.2%
36,650
$690,000 30 Jun 2018
13F
Cornerstone Wealth Management, LLC
13F
Company
0.05%
9,787
$504,000 30 Jun 2018
13F
Janney Montgomery Scott LLC
13F
Company
0.13%
24,032
$466,000 30 Jun 2018
13F
LPL Financial LLC
13F
Company
0.13%
24,009
$466,000 30 Jun 2018
13F
Stratos Wealth Partners, LTD.
13F
Company
0.13%
24,000
$465,000 30 Jun 2018
13F
Cetera Advisors LLC
13F
Company
0.12%
23,037
$449,000 30 Jun 2018
13F
HARVEST CAPITAL MANAGEMENT INC
13F
Company
0.09%
17,500
$339,000 30 Jun 2018
13F
BB&T SECURITIES, LLC
13F
Company
0.08%
15,286
$296,000 30 Jun 2018
13F
AMERIPRISE FINANCIAL INC
13F
Company
0.08%
14,484
$281,000 30 Jun 2018
13F
RAYMOND JAMES TRUST N.A.
13F
Company
0.08%
14,135
$274,000 30 Jun 2018
13F
Legacy Financial Strategies, LLC
13F
Company
0.07%
13,130
$255,000 30 Jun 2018
13F
Quad-Cities Investment Group, LLC
13F
Company
0.07%
13,094
$254,000 30 Jun 2018
13F
Steward Partners Investment Advisory, LLC
13F
Company
0.06%
12,200
$237,000 30 Jun 2018
13F
US BANCORP \DE\
13F
Company
0.06%
12,170
$236,000 30 Jun 2018
13F
STIFEL FINANCIAL CORP
13F
Company
0.06%
10,882
$208,000 30 Jun 2018
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.06%
10,714
$208,000 30 Jun 2018
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
0.06%
10,607
$206,000 30 Jun 2018
13F
Na Bokf
13F
Individual
0.05%
10,000
$194,000 30 Jun 2018
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.05%
9,695
$188,000 30 Jun 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.05%
9,650
$187,000 30 Jun 2018
13F
CITIGROUP INC
13F
Company
0.04%
7,435
$144,000 30 Jun 2018
13F
ArchPoint Investors
13F
Company
0.01%
2,460
$48,000 30 Jun 2018
13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC
13F
Company
0.01%
1,800
$35,000 30 Jun 2018
13F
Advisor Group, Inc.
13F
Company
0.01%
1,000
$19,000 30 Jun 2018
13F
Bell Rock Capital LLC
13F
Company
0.01%
1,000
$19,000 30 Jun 2018
13F
Mascoma Wealth Management LLC
13F
Company
0.01%
1,000
$19,000 30 Jun 2018
13F
Avestar Capital, LLC
13F
Company
0%
828
$16,000 30 Jun 2018
13F
SEI INVESTMENTS CO
13F
Company
0%
667
$13,000 30 Jun 2018
13F
SeaCrest Wealth Management, LLC
13F
Company
0%
376
$7,000 30 Jun 2018
13F

Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2018

As of 30 Sep 2018, NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by 43 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,064,052 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, UBS Group AG, Invesco Ltd., ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, and USCA RIA LLC. This page lists 43 institutional shareholders reporting positions in this security for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders
45
Q3 2018 holders
43
Holder diff
-2
Investor Q2 2018 Shares Q3 2018 Shares Share Diff Share Chg % Q2 2018 Value $ Q3 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.