NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 1,971,184
- Share change
- +35,468
- Total reported value
- $34,637,093
- Price per share
- $17.84
- Number of holders
- 27
- Value change
- +$620,521
- Number of buys
- 14
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2.5%
|
466,280
|
$7,913,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
283,579
|
$4,812,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.81%
|
151,685
|
$2,573,000 | — | 31 Mar 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.79%
|
148,323
|
$2,517,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.74%
|
139,439
|
$2,366,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.67%
|
126,258
|
$2,143,000 | — | 31 Mar 2014 | |
| ArchPoint Investors |
13F
|
Company |
0.64%
|
120,881
|
$2,051,000 | — | 31 Mar 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.53%
|
98,873
|
$1,678,000 | — | 31 Mar 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
0.41%
|
76,178
|
$1,292,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.35%
|
65,209
|
$1,107,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.3%
|
57,139
|
$970,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.23%
|
42,301
|
$718,000 | — | 31 Mar 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.17%
|
31,966
|
$542,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
23,734
|
$403,000 | — | 31 Mar 2014 | |
| ACG Wealth |
13F
|
Company |
0.1%
|
18,352
|
$311,000 | — | 31 Mar 2014 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.09%
|
16,405
|
$278,000 | — | 31 Mar 2014 | |
| RONALD BLUE & CO LLC |
13F
|
Company |
0.06%
|
11,000
|
$187,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
8,800
|
$149,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,007
|
$85,000 | — | 31 Mar 2014 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
3,681
|
$59,000 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
2,500
|
$42,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,000
|
$34,000 | — | 31 Mar 2014 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,700
|
$29,000 | — | 31 Mar 2014 | |
| MYCIO WEALTH PARTNERS, LLC |
13F
|
Company |
0.01%
|
1,425
|
$24,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
927
|
$15,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0%
|
625
|
$11,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
550
|
$9,000 | — | 31 Mar 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.23%
|
43,000
|
$7,297 | — | 31 Mar 2014 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q2 2014
As of 30 Jun 2014,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,971,184 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Botty Investors LLC, UBS AG, Cetera Advisors LLC, and Commonwealth Equity Services, Inc.
This page lists
27
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
28
Q2 2014 holders
27
Holder diff
-1
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.