Security key
56064K100
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 4,154,370
- Share change
- -16,433
- Total reported value
- $87,408,025
- Price per share
- $21.03
- Number of holders
- 41
- Value change
- -$341,773
- Number of buys
- 25
- Number of sells
- 13
Report period
Q4 2019
Institutions
41
Top holders
10
MMD full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
NYLI MacKay DefinedTerm Muni Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 56064K100
Recent filing periods:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.8%
|
904,135
|
$18,969,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
4.3%
|
811,231
|
$17,019,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.7%
|
510,259
|
$10,705,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.7%
|
325,582
|
$6,830,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
214,868
|
$4,508,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.1%
|
204,384
|
$4,288,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.54%
|
101,102
|
$2,121,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.51%
|
96,158
|
$2,017,000 | — | 30 Sep 2019 | |
| USCA RIA LLC |
13F
|
Company |
0.51%
|
95,503
|
$2,004,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.43%
|
81,351
|
$1,707,000 | — | 30 Sep 2019 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.43%
|
80,739
|
$1,694,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.42%
|
79,273
|
$1,663,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.36%
|
66,721
|
$1,400,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
63,977
|
$1,342,000 | — | 30 Sep 2019 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.3%
|
56,471
|
$1,174,000 | — | 30 Sep 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.24%
|
45,785
|
$961,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.24%
|
45,378
|
$952,000 | — | 30 Sep 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.2%
|
37,500
|
$783,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.19%
|
35,816
|
$751,000 | — | 30 Sep 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.14%
|
25,700
|
$539,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.13%
|
25,117
|
$527,000 | — | 30 Sep 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.13%
|
24,805
|
$521,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.12%
|
21,926
|
$460,000 | — | 30 Sep 2019 | |
| Legacy Financial Strategies, LLC |
13F
|
Company |
0.12%
|
21,719
|
$444,000 | — | 30 Sep 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.11%
|
20,019
|
$420,000 | — | 30 Sep 2019 | |
| Ballentine Partners, LLC |
13F
|
Company |
0.1%
|
19,673
|
$413,000 | — | 30 Sep 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.1%
|
19,602
|
$411,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.1%
|
18,088
|
$379,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
16,664
|
$349,000 | — | 30 Sep 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.08%
|
14,512
|
$304,000 | — | 30 Sep 2019 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
12,426
|
$260,702 | — | 30 Sep 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
12,376
|
$259,000 | — | 30 Sep 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.06%
|
11,480
|
$241,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.06%
|
11,397
|
$240,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
9,275
|
$195,000 | — | 30 Sep 2019 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0.02%
|
3,250
|
$68,000 | — | 30 Sep 2019 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
2,460
|
$52,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,375
|
$50,000 | — | 30 Sep 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,844
|
$39,000 | — | 30 Sep 2019 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$38,000 | — | 30 Sep 2019 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2019 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
603
|
$13,000 | — | 30 Sep 2019 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2019
As of 31 Dec 2019,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,154,370 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., UBS Group AG, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, USCA RIA LLC, and VAN ECK ASSOCIATES CORP.
This page lists
41
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
42
Q4 2019 holders
41
Holder diff
-1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.