NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 3,869,507
- Share change
- +87,423
- Total reported value
- $77,629,000
- Price per share
- $20.07
- Number of holders
- 38
- Value change
- +$1,765,996
- Number of buys
- 15
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5%
|
932,949
|
$18,351,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
2.9%
|
545,372
|
$10,728,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.3%
|
434,868
|
$8,554,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.1%
|
394,635
|
$7,762,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.2%
|
229,121
|
$4,507,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
1%
|
195,399
|
$3,843,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.85%
|
160,529
|
$3,158,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.83%
|
155,403
|
$3,057,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.77%
|
145,439
|
$2,861,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.39%
|
73,854
|
$1,453,000 | — | 30 Jun 2017 | |
| USCA RIA LLC |
13F
|
Company |
0.39%
|
73,206
|
$1,440,000 | — | 30 Jun 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.3%
|
55,800
|
$1,098,000 | — | 30 Jun 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.28%
|
53,486
|
$1,052,000 | — | 30 Jun 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.19%
|
34,850
|
$686,000 | — | 30 Jun 2017 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.16%
|
29,850
|
$587,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.15%
|
28,000
|
$551,000 | — | 30 Jun 2017 | |
| Regal Investment Advisors LLC |
13F
|
Company |
0.12%
|
21,710
|
$427,000 | — | 30 Jun 2017 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.11%
|
19,900
|
$391,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
18,431
|
$363,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.09%
|
16,809
|
$331,000 | — | 30 Jun 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.08%
|
15,737
|
$309,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.08%
|
14,862
|
$292,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
14,089
|
$277,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.07%
|
13,584
|
$267,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.07%
|
12,873
|
$253,000 | — | 30 Jun 2017 | |
| ArchPoint Investors |
13F
|
Company |
0.07%
|
12,820
|
$252,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
12,750
|
$251,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.07%
|
12,500
|
$246,000 | — | 30 Jun 2017 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.07%
|
12,406
|
$244,000 | — | 30 Jun 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.06%
|
12,200
|
$239,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
8,650
|
$170,000 | — | 30 Jun 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.04%
|
7,919
|
$156,000 | — | 30 Jun 2017 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.03%
|
6,250
|
$123,813 | — | 30 Jun 2017 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$35,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,154
|
$23,000 | — | 30 Jun 2017 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Jun 2017 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Jun 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
667
|
$13,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0%
|
212
|
$4,000 | — | 30 Jun 2017 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q3 2017
As of 30 Sep 2017,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,869,507 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., UBS Group AG, Invesco Ltd., Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, and ROYAL BANK OF CANADA.
This page lists
38
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
39
Q3 2017 holders
38
Holder diff
-1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.