NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD)
CUSIP: 56064K100
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 18,782,526
- Total 13F shares
- 3,019,531
- Share change
- +135,236
- Total reported value
- $56,878,000
- Price per share
- $18.83
- Number of holders
- 34
- Value change
- +$2,633,282
- Number of buys
- 16
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 56064K100?
CUSIP 56064K100 identifies MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 56064K100:
Top shareholders of MMD - NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.7%
|
695,389
|
$12,322,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.3%
|
426,367
|
$7,555,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
2.1%
|
389,291
|
$6,898,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
271,431
|
$4,810,000 | — | 30 Sep 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.98%
|
183,844
|
$3,258,000 | — | 30 Sep 2015 | |
| ArchPoint Investors |
13F
|
Company |
0.73%
|
137,256
|
$2,432,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.73%
|
136,433
|
$2,417,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.57%
|
107,248
|
$1,900,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.46%
|
87,159
|
$1,544,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
35,513
|
$629,000 | — | 30 Sep 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.17%
|
32,600
|
$578,000 | — | 30 Sep 2015 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.16%
|
30,864
|
$547,000 | — | 30 Sep 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
0.12%
|
22,911
|
$406,000 | — | 30 Sep 2015 | |
| Liberty Street Advisors, Inc. |
13F
|
Company |
0.12%
|
22,636
|
$401,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
22,040
|
$391,000 | — | 30 Sep 2015 | |
| Summit Financial Wealth Advisors, LLC |
13F
|
Company |
0.12%
|
21,800
|
$386,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.1%
|
19,352
|
$343,000 | — | 30 Sep 2015 | |
| Allen Investment Management, LLC |
13F
|
Company |
0.1%
|
18,298
|
$324,000 | — | 30 Sep 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.1%
|
17,852
|
$316,000 | — | 30 Sep 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
15,450
|
$273,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.08%
|
15,224
|
$271,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,136
|
$91,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,600
|
$46,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,000
|
$35,000 | — | 30 Sep 2015 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,800
|
$32,000 | — | 30 Sep 2015 | |
| Integrated Wealth Management |
13F
|
Company |
0.01%
|
1,400
|
$25,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
482
|
$9,000 | — | 30 Sep 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
434
|
$7,000 | — | 30 Sep 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
212
|
$4,000 | — | 30 Sep 2015 |
Institutional Holders of NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) as of Q4 2015
As of 31 Dec 2015,
NYLI MacKay DefinedTerm Muni Opportunities Fund - Common (MMD) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,019,531 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., ROBINSON CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, Botty Investors LLC, WELLS FARGO & COMPANY/MN, and Raymond James Financial Services Advisors, Inc..
This page lists
34
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
29
Q4 2015 holders
34
Holder diff
5
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.