Latest Period
Q1 2026
Security Snapshot
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) Institutional Ownership
CUSIP: 338479108
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
50
Shares (Excl. Options)
3,517,457
Price
$16.60
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- Security type / class
- Equity / Common Stock
- Symbol
- FLC on NYSE
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 3,517,457
- Total 13F value
- $58,392,398
- Portfolio coverage rank
- 0%
- Share change
- +145,884
- Value change
- +$2,382,124
- Number of holders
- 50
- Shares outstanding
- 10,477,154
- SEC-reported price per share
- $17.12
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock is tracked under CUSIP 338479108.
- 50 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 44 to 50 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $59,067,547 to $58,392,398.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 50 institutions filings for Q1 2026.
Security key
338479108
Latest holder period
Q1 2026
13F holders
50
13D/G owners
1
CIK / CUSIP context first
Open Q1 2026 holders
FLC full holder history
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 338479108:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FLC
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 10% | $19,068,420 | 1,089,624 | Sit Investment Associates, Inc. | 31 Dec 2024 |
As of 31 Mar 2026, 50 institutional investors reported holding 3,517,457 shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC). This represents 34% of the company’s total 10,477,154 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
33%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 11% | 1,179,220 | +13% | 0.4% | $19,575,000 |
| BANK OF AMERICA CORP /DE/ | 2.6% | 274,408 | -1.8% | 0% | $4,555,177 |
| Advisors Asset Management, Inc. | 2.3% | 237,348 | -0.47% | 0.07% | $3,939,977 |
| Noble Wealth Management PBC | 2.1% | 217,490 | +3.2% | 1.9% | $3,610,334 |
| Sowell Financial Services LLC | 2% | 207,722 | +0% | 0.13% | $3,448,187 |
| Hennion & Walsh Asset Management, Inc. | 1.9% | 199,205 | +25% | 0.11% | $3,306,803 |
| LPL Financial LLC | 1.5% | 156,513 | +7.9% | 0% | $2,598,121 |
| Smith Asset Management Co., LLC | 1.2% | 126,131 | -1.2% | 1.8% | $2,093,786 |
| Invesco Ltd. | 1.2% | 124,767 | -1.1% | 0% | $2,071,132 |
| GUGGENHEIM CAPITAL LLC | 0.92% | 96,006 | +34% | 0.01% | $1,593,700 |
| MORGAN STANLEY | 0.89% | 93,004 | -2.7% | 0% | $1,543,870 |
| Pathstone Holdings, LLC | 0.69% | 72,097 | -50% | 0% | $1,196,815 |
| Fiera Capital Corp | 0.65% | 67,890 | -3.6% | 0% | $1,126,974 |
| Closed-End Fund Advisors, Inc. | 0.43% | 45,067 | 0% | 0.76% | $748,112 |
| WELLS FARGO & COMPANY/MN | 0.42% | 44,246 | +96% | 0% | $734,485 |
| Independent Advisor Alliance | 0.42% | 44,242 | 0.01% | $734,418 | |
| Focus Partners Wealth | 0.41% | 43,105 | -1% | 0% | $715,544 |
| Baird Financial Group, Inc. | 0.39% | 40,976 | -0.81% | 0% | $680,202 |
| CEERA INVESTMENTS, LLC | 0.32% | 33,670 | -5.3% | 0.25% | $558,922 |
| ENVESTNET ASSET MANAGEMENT INC | 0.29% | 30,192 | +34% | 0% | $501,185 |
| Cetera Investment Advisers | 0.28% | 28,839 | +45% | 0% | $478,720 |
| SEAMOUNT FINANCIAL GROUP INC | 0.2% | 20,790 | 0% | 0.16% | $345,118 |
| Mallini Complete Financial Planning LLC | 0.18% | 18,571 | +0.98% | 0.24% | $308,290 |
| OSAIC HOLDINGS, INC. | 0.16% | 17,142 | -11% | 0% | $284,579 |
| RAYMOND JAMES FINANCIAL INC | 0.16% | 16,767 | +0.13% | 0% | $278,328 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 3,517,457 | $58,392,398 | +$2,382,124 | $16.60 | 50 |
| 2025 Q4 | 3,375,329 | $59,067,547 | +$3,479,753 | $17.50 | 44 |
| 2025 Q3 | 3,130,290 | $55,779,060 | +$4,672,214 | $17.82 | 45 |
| 2025 Q2 | 2,715,574 | $46,064,426 | +$4,948,080 | $17.00 | 48 |
| 2025 Q1 | 2,585,145 | $43,410,084 | +$676,624 | $16.78 | 45 |
| 2024 Q4 | 2,598,414 | $43,393,287 | +$8,557,594 | $16.70 | 44 |
| 2024 Q3 | 1,714,304 | $29,638,683 | +$788,173 | $17.29 | 35 |
| 2024 Q2 | 1,694,545 | $26,317,198 | +$884,797 | $15.54 | 37 |
| 2024 Q1 | 1,639,906 | $25,326,984 | +$1,458,281 | $15.46 | 41 |
| 2023 Q4 | 1,546,107 | $22,486,721 | +$2,953,340 | $14.55 | 36 |
| 2023 Q3 | 1,320,268 | $18,061,089 | +$2,356,461 | $13.69 | 31 |
| 2023 Q2 | 1,113,378 | $16,001,244 | +$1,028,031 | $14.37 | 31 |
| 2023 Q1 | 1,072,701 | $15,754,585 | -$943,694 | $14.70 | 33 |
| 2022 Q4 | 1,150,252 | $18,145,600 | +$838,493 | $15.79 | 33 |
| 2022 Q3 | 1,064,800 | $16,643,504 | -$198,875 | $15.63 | 27 |
| 2022 Q2 | 1,072,448 | $19,226,755 | +$2,494,818 | $17.93 | 30 |
| 2022 Q1 | 929,797 | $18,554,255 | -$6,742,993 | $19.96 | 31 |
| 2021 Q4 | 1,235,531 | $28,156,250 | -$892,554 | $22.79 | 35 |
| 2021 Q3 | 1,272,692 | $30,515,308 | +$1,067,596 | $23.98 | 38 |
| 2021 Q2 | 1,228,002 | $29,967,435 | -$2,572,812 | $24.41 | 37 |
| 2021 Q1 | 1,333,484 | $32,562,817 | -$207,574 | $24.39 | 35 |
| 2020 Q4 | 1,323,743 | $31,332,129 | +$307,193 | $23.67 | 36 |
| 2020 Q3 | 1,296,920 | $27,755,157 | +$229,927 | $21.40 | 31 |
| 2020 Q2 | 1,286,234 | $25,506,643 | -$338,435 | $19.83 | 30 |
| 2020 Q1 | 1,310,137 | $21,629,398 | -$1,049,568 | $16.50 | 33 |