FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
FLC on NYSE
Shares outstanding
10,477,154
Price per share
$17.54
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
2,672,901
Total reported value
$46,774,946
% of total 13F portfolios
0%
Share change
+251,282
Value change
+$4,391,657
Number of holders
32
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 10% $19,068,420 1,089,624 Sit Investment Associates, Inc. 31 Dec 2024

As of 31 Dec 2025, 32 institutional investors reported holding 2,672,901 shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC). This represents 26% of the company’s total 10,477,154 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) together control 25% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 9.9% 1,039,130 +6.9% 0.36% $18,185,000
Advisors Asset Management, Inc. 2.3% 238,459 +0.85% 0.07% $4,173,033
Noble Wealth Management PBC 2% 210,704 -0.88% 1.9% $3,687,320
Sowell Financial Services LLC 2% 207,717 -0.9% 0.13% $3,635,040
Hennion & Walsh Asset Management, Inc. 1.5% 158,784 +57% 0.1% $2,778,720
Pathstone Holdings, LLC 1.4% 145,065 +21% 0.01% $2,538,643
LPL Financial LLC 1.4% 145,027 +12% 0% $2,537,977
MORGAN STANLEY 0.91% 95,549 +6.8% 0% $1,672,111
Fiera Capital Corp 0.67% 70,401 +114% 0% $1,232,018
Closed-End Fund Advisors, Inc. 0.43% 45,067 0% 0.47% $788,672
Focus Partners Wealth 0.42% 43,544 0% $762,038
Baird Financial Group, Inc. 0.39% 41,309 -0.75% 0% $722,908
CEERA INVESTMENTS, LLC 0.34% 35,570 +20% 0.24% $622,475
Strategic Advocates LLC 0.26% 27,526 -14% 0.12% $480,604
WELLS FARGO & COMPANY/MN 0.21% 22,518 +9.6% 0% $394,059
ENVESTNET ASSET MANAGEMENT INC 0.21% 22,512 +14% 0% $393,963
SEAMOUNT FINANCIAL GROUP INC 0.2% 20,790 0% 0.17% $363,830
Mallini Complete Financial Planning LLC 0.18% 18,391 +0.86% 0.26% $321,850
WEDBUSH SECURITIES INC 0.14% 14,950 -0.66% 0.01% $262,000
SEVEN MILE ADVISORY 0.13% 13,163 +1.9% 0.04% $230,359
Kovack Advisors, Inc. 0.12% 12,946 0.02% $226,037
Koshinski Asset Management, Inc. 0.12% 12,560 0% 0.01% $219,800
HighTower Advisors, LLC 0.12% 12,265 -36% 0% $214,636
UBS Group AG 0.08% 8,832 +24% 0% $154,561
Global Retirement Partners, LLC 0.03% 3,261 0% $57,066

Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 2,672,901 $46,774,946 +$4,391,657 $17.50 32
2025 Q3 3,129,795 $55,770,239 +$4,672,214 $17.82 44
2025 Q2 2,715,574 $46,064,426 +$4,948,080 $17.00 48
2025 Q1 2,585,145 $43,410,084 +$676,624 $16.78 45
2024 Q4 2,598,414 $43,393,287 +$8,557,594 $16.70 44
2024 Q3 1,714,304 $29,638,683 +$788,173 $17.29 35
2024 Q2 1,694,545 $26,317,198 +$884,797 $15.54 37
2024 Q1 1,639,906 $25,326,984 +$1,458,281 $15.46 41
2023 Q4 1,546,107 $22,486,721 +$2,953,340 $14.55 36
2023 Q3 1,320,268 $18,061,089 +$2,356,461 $13.69 31
2023 Q2 1,113,378 $16,001,244 +$1,028,031 $14.37 31
2023 Q1 1,072,701 $15,754,585 -$943,694 $14.70 33
2022 Q4 1,150,252 $18,145,600 +$838,493 $15.79 33
2022 Q3 1,064,800 $16,643,504 -$198,875 $15.63 27
2022 Q2 1,072,448 $19,226,755 +$2,494,818 $17.93 30
2022 Q1 929,797 $18,554,255 -$6,742,993 $19.96 31
2021 Q4 1,235,531 $28,156,250 -$892,554 $22.79 35
2021 Q3 1,272,692 $30,515,308 +$1,067,596 $23.98 38
2021 Q2 1,228,002 $29,967,435 -$2,572,812 $24.41 37
2021 Q1 1,333,484 $32,562,817 -$207,574 $24.39 35
2020 Q4 1,323,743 $31,332,129 +$307,193 $23.67 36
2020 Q3 1,296,920 $27,755,157 +$229,927 $21.40 31
2020 Q2 1,286,234 $25,506,643 -$338,435 $19.83 30
2020 Q1 1,310,137 $21,629,398 -$1,049,568 $16.50 33
2019 Q4 1,363,563 $30,388,099 -$3,132,061 $22.28 31
2019 Q3 1,516,119 $33,985,213 -$2,219,575 $22.42 36
2019 Q2 1,618,355 $32,829,467 -$4,664,983 $20.28 32
2019 Q1 1,850,252 $35,568,483 -$1,198,761 $19.22 34
2018 Q4 1,921,523 $33,057,896 +$3,668,357 $17.21 35
2018 Q3 1,665,429 $31,006,349 -$3,266,771 $18.62 37
2018 Q2 1,835,095 $35,801,632 -$1,556,970 $19.50 35
2018 Q1 1,914,180 $37,914,625 +$7,570,849 $19.81 37
2017 Q4 1,529,269 $33,046,150 +$1,828,294 $21.61 32
2017 Q3 1,426,481 $30,636,000 +$850,734 $21.48 25
2017 Q2 1,386,132 $30,894,000 +$765,078 $22.29 27
2017 Q1 1,352,198 $28,638,000 -$2,730,259 $21.17 26
2016 Q4 1,493,096 $29,686,000 +$8,707,776 $19.87 29
2016 Q3 1,053,216 $22,134,000 -$7,049,325 $20.94 28
2016 Q2 1,375,379 $30,139,000 -$4,354,639 $21.91 28
2016 Q1 1,573,077 $31,916,000 -$1,772,900 $20.28 29
2015 Q4 1,625,755 $31,244,000 +$9,644,052 $19.17 29
2015 Q3 1,175,061 $21,900,000 -$6,103,555 $18.62 30
2015 Q2 1,468,606 $28,686,000 -$1,465,924 $19.50 25
2015 Q1 1,775,277 $35,967,000 -$2,998,216 $20.27 27
2014 Q4 1,691,152 $33,505,254 -$1,065,471 $19.78 27
2014 Q3 1,782,983 $35,172,000 -$189,870 $19.74 25
2014 Q2 1,771,000 $35,507,000 +$802,226 $20.05 24
2014 Q1 1,730,070 $34,206,645 +$3,395,100 $19.77 26