FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,493,096
- Share change
- +439,723
- Total reported value
- $29,686,000
- Price per share
- $19.87
- Number of holders
- 29
- Value change
- +$8,707,776
- Number of buys
- 11
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 338479108:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.4%
|
352,112
|
$7,373,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
1.2%
|
129,061
|
$2,752,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
1%
|
109,718
|
$2,298,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.65%
|
67,940
|
$1,423,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.63%
|
65,770
|
$1,377,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.61%
|
63,481
|
$1,330,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.47%
|
48,839
|
$1,053,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.39%
|
41,345
|
$866,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.35%
|
36,335
|
$761,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.22%
|
22,624
|
$474,000 | — | 30 Sep 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.16%
|
16,398
|
$344,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.15%
|
15,832
|
$332,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.15%
|
15,770
|
$330,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
14,200
|
$297,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
12,500
|
$262,000 | — | 30 Sep 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$209,000 | — | 30 Sep 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.1%
|
10,000
|
$209,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.05%
|
4,757
|
$99,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
3,725
|
$78,000 | — | 30 Sep 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$63,000 | — | 30 Sep 2016 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$42,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,000
|
$41,000 | — | 30 Sep 2016 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0.02%
|
1,700
|
$36,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,340
|
$28,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,050
|
$21,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
700
|
$15,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
655
|
$14,000 | — | 30 Sep 2016 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
140
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q4 2016
As of 31 Dec 2016,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,493,096 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, NWAM LLC, LPL Financial LLC, Laurion Capital Management LP, Invesco Ltd., Geneos Wealth Management Inc., ROYAL BANK OF CANADA, AMERIPRISE FINANCIAL INC, WELLS FARGO & COMPANY/MN, and GUGGENHEIM CAPITAL LLC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
28
Q4 2016 holders
29
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.