Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q4 2016 13F Holders as of 31 Dec 2016
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,493,096
- Total 13F value
- $29,686,000
- Share change
- +439,723
- SEC-reported price per share
- $19.87
- Number of holders
- 29
- Value change
- +$8,707,776
- Number of buys
- 11
- Number of sells
- 12
- Shares outstanding
- 10,477,154
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2016
Institutions
29
Top holders
10
FLC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Ownership snapshot
Top reported holders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BANK OF AMERICA CORP /DE/
Disclosed value leader
BANK OF AMERICA CORP /DE/
Comparable rows
15/15
Latest evidence
30 Sep 2016
13F
Lead comparable stake: 3.4%
Showing 1-6 of 15 holder rows.
Quick read
BANK OF AMERICA CORP /DE/ leads the comparable SEC ownership view at 3.4%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BANK OF AMERICA CORP /DE/'s linked filing trail.
Comparable ownership
Top 5
BANK OF AMERICA CORP /DE/
3.4%
LPL Financial LLC
1.2%
Invesco Ltd.
1%
COHEN & STEERS, INC.
0.65%
Geneos Wealth Management Inc.
0.63%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
3.4%
|
$7,373,000
352,112 shares
|
— | 30 Sep 2016 |
| LPL Financial LLC |
13F
Company
|
1.2%
|
$2,752,000
129,061 shares
|
— | 30 Sep 2016 |
| Invesco Ltd. |
13F
Company
|
1%
|
$2,298,000
109,718 shares
|
— | 30 Sep 2016 |
| COHEN & STEERS, INC. |
13F
Company
|
0.65%
|
$1,423,000
67,940 shares
|
— | 30 Sep 2016 |
| Geneos Wealth Management Inc. |
13F
Company
|
0.63%
|
$1,377,000
65,770 shares
|
— | 30 Sep 2016 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.61%
|
$1,330,000
63,481 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
29
Shares
1,493,096
Rows available
29
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
28
Q4 2016 holders
29
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend