Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,053,216
- Total 13F value
- $22,134,000
- Share change
- -322,057
- SEC-reported price per share
- $20.94
- Number of holders
- 28
- Value change
- -$7,049,325
- Number of buys
- 9
- Number of sells
- 13
- Shares outstanding
- 10,477,154
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
28
Top holders
10
FLC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Ownership snapshot
Top reported holders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
NWAM LLC
Disclosed value leader
NWAM LLC
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 2.9%
Showing 1-6 of 15 holder rows.
Quick read
NWAM LLC leads the comparable SEC ownership view at 2.9%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens NWAM LLC's linked filing trail.
Comparable ownership
Top 5
NWAM LLC
2.9%
BANK OF AMERICA CORP /DE/
2.6%
Invesco Ltd.
1.5%
LPL Financial LLC
1.2%
COHEN & STEERS, INC.
1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| NWAM LLC |
13F
Company
|
2.9%
|
$6,571,000
299,905 shares
|
— | 30 Jun 2016 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
2.6%
|
$5,978,000
272,843 shares
|
— | 30 Jun 2016 |
| Invesco Ltd. |
13F
Company
|
1.5%
|
$3,350,000
152,863 shares
|
— | 30 Jun 2016 |
| LPL Financial LLC |
13F
Company
|
1.2%
|
$2,802,000
127,472 shares
|
— | 30 Jun 2016 |
| COHEN & STEERS, INC. |
13F
Company
|
1%
|
$2,375,000
108,384 shares
|
— | 30 Jun 2016 |
| Geneos Wealth Management Inc. |
13F
Company
|
0.62%
|
$1,419,000
64,951 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
28
Shares
1,053,216
Rows available
28
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
28
Q3 2016 holders
28
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend