Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,175,061
- Share change
- -311,363
- Total reported value
- $21,900,000
- Price per share
- $18.62
- Number of holders
- 30
- Value change
- -$6,103,555
- Number of buys
- 14
- Number of sells
- 11
Report period
Q3 2015
Institutions
30
Top holders
10
FLC full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NWAM LLC |
13F
|
Company |
3.2%
|
340,000
|
$6,632,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
257,595
|
$5,023,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
188,096
|
$3,670,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
181,909
|
$3,547,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
1.3%
|
135,110
|
$2,671,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
117,785
|
$2,297,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.32%
|
33,828
|
$660,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.32%
|
33,192
|
$647,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.3%
|
30,931
|
$603,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.26%
|
26,807
|
$523,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.25%
|
26,107
|
$509,000 | — | 30 Jun 2015 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.24%
|
25,000
|
$487,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
22,718
|
$443,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
15,908
|
$311,000 | — | 30 Jun 2015 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.1%
|
10,035
|
$203,000 | — | 30 Jun 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$195,000 | — | 30 Jun 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
4,375
|
$85,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
2,726
|
$53,000 | — | 30 Jun 2015 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$39,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,340
|
$26,000 | — | 30 Jun 2015 | |
| Hoxton Financial, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
739
|
$14,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
705
|
$14,000 | — | 30 Jun 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
300
|
$6,000 | — | 30 Jun 2015 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2015 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q3 2015
As of 30 Sep 2015,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,175,061 shares.
The largest 10 holders included
Invesco Ltd., COHEN & STEERS INC, BANK OF AMERICA CORP /DE/, LPL Financial LLC, GUGGENHEIM CAPITAL LLC, Yorktown Management & Research Co Inc, WELLS FARGO & COMPANY/MN, AMERIPRISE FINANCIAL INC, MORGAN STANLEY, and MID CONTINENT CAPITAL LLC/IL.
This page lists
30
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
25
Q3 2015 holders
30
Holder diff
5
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.