Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,150,252
- Share change
- +53,004
- Total reported value
- $18,145,600
- Price per share
- $15.79
- Number of holders
- 33
- Value change
- +$838,493
- Number of buys
- 16
- Number of sells
- 11
Report period
Q4 2022
Institutions
33
Top holders
10
FLC full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.5%
|
370,441
|
$5,790,000 | — | 30 Sep 2022 | |
| Sowell Financial Services LLC |
13F
|
Company |
2.2%
|
232,477
|
$3,634,000 | — | 30 Sep 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.99%
|
104,112
|
$1,627,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.94%
|
98,513
|
$1,540,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.28%
|
28,910
|
$452,000 | — | 30 Sep 2022 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.24%
|
25,120
|
$393,000 | — | 30 Sep 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.21%
|
21,885
|
$342,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.2%
|
21,215
|
$331,000 | — | 30 Sep 2022 | |
| CEERA INVESTMENTS, LLC |
13F
|
Company |
0.18%
|
18,405
|
$288,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
15,752
|
$246,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.14%
|
15,000
|
$234,000 | — | 30 Sep 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.13%
|
13,744
|
$215,000 | — | 30 Sep 2022 | |
| Navis Wealth Advisors, LLC |
13F
|
Company |
0.13%
|
13,715
|
$214,000 | — | 30 Sep 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.12%
|
12,920
|
$202,000 | — | 30 Sep 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.12%
|
12,700
|
$199,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.11%
|
12,030
|
$189,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
11,565
|
$181,000 | — | 30 Sep 2022 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.1%
|
10,789
|
$169,000 | — | 30 Sep 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.08%
|
8,507
|
$132,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
4,600
|
$72,000 | — | 30 Sep 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
3,189
|
$49,000 | — | 30 Sep 2022 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$47,000 | — | 30 Sep 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
2,260
|
$35,000 | — | 30 Sep 2022 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
1,151
|
$18,000 | — | 30 Sep 2022 | |
| Lowe Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,000
|
$16,000 | — | 30 Sep 2022 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,000
|
$16,000 | — | 30 Sep 2022 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
800
|
$12,504 | — | 30 Sep 2022 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q4 2022
As of 31 Dec 2022,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,150,252 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, Sowell Financial Services LLC, Invesco Ltd., LPL Financial LLC, MORGAN STANLEY, WOLVERINE ASSET MANAGEMENT LLC, Pathway Financial Advisers, LLC, UBS Group AG, Koshinski Asset Management, Inc., and WELLS FARGO & COMPANY/MN.
This page lists
33
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
27
Q4 2022 holders
33
Holder diff
6
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.