Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,113,378
- Share change
- +72,195
- Total reported value
- $16,001,244
- Price per share
- $14.37
- Number of holders
- 31
- Value change
- +$1,028,031
- Number of buys
- 13
- Number of sells
- 14
Report period
Q2 2023
Institutions
31
Top holders
10
FLC full security history
Newer quarter: Q3 2023
Previous quarter: Q1 2023
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.5%
|
264,669
|
$3,890,642 | — | 31 Mar 2023 | |
| Sowell Financial Services LLC |
13F
|
Company |
2%
|
210,975
|
$3,101,000 | — | 31 Mar 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
120,037
|
$1,764,544 | — | 31 Mar 2023 | |
| LPL Financial LLC |
13F
|
Company |
1%
|
105,384
|
$1,549,143 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.64%
|
67,239
|
$988,413 | — | 31 Mar 2023 | |
| Pathway Financial Advisers, LLC |
13F
|
Company |
0.31%
|
32,015
|
$470,594 | — | 31 Mar 2023 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.24%
|
25,120
|
$369,264 | — | 31 Mar 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.23%
|
24,517
|
$361,000 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
23,008
|
$338,218 | — | 31 Mar 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
21,865
|
$321,415 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
21,632
|
$317,995 | — | 31 Mar 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.16%
|
16,945
|
$249,000 | — | 31 Mar 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.15%
|
16,000
|
$235,200 | — | 31 Mar 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.15%
|
15,450
|
$212,665 | — | 31 Mar 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.14%
|
14,850
|
$219,000 | — | 31 Mar 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
14,100
|
$207,000 | — | 31 Mar 2023 | |
| CEERA INVESTMENTS, LLC |
13F
|
Company |
0.13%
|
14,080
|
$206,976 | — | 31 Mar 2023 | |
| Navis Wealth Advisors, LLC |
13F
|
Company |
0.12%
|
12,732
|
$187,159 | — | 31 Mar 2023 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.11%
|
11,835
|
$173,975 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.11%
|
11,830
|
$173,901 | — | 31 Mar 2023 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.07%
|
6,972
|
$102,516 | — | 31 Mar 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.04%
|
4,600
|
$67,620 | — | 31 Mar 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
3,600
|
$52,920 | — | 31 Mar 2023 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
3,293
|
$48,000 | — | 31 Mar 2023 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$44,100 | — | 31 Mar 2023 | |
| Cascade Investment Advisors, Inc. |
13F
|
Company |
0.03%
|
2,700
|
$39,690 | — | 31 Mar 2023 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.02%
|
1,615
|
$23,741 | — | 31 Mar 2023 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.01%
|
1,000
|
$15,000 | — | 31 Mar 2023 | |
| Lowe Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,000
|
$14,700 | — | 31 Mar 2023 | |
| Nalls Sherbakoff Group, LLC |
13F
|
Company |
0%
|
495
|
$7,133 | — | 31 Mar 2023 | |
| Sunbelt Securities, Inc. |
13F
|
Company |
0%
|
140
|
$2,017 | — | 31 Mar 2023 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
2
|
$29 | — | 31 Mar 2023 | |
| FMR LLC |
13F
|
Company |
0%
|
1
|
$15 | — | 31 Mar 2023 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q2 2023
As of 30 Jun 2023,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,113,378 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, Sowell Financial Services LLC, Invesco Ltd., LPL Financial LLC, MORGAN STANLEY, Royal Bank of Canada, WOLVERINE ASSET MANAGEMENT LLC, CAPTRUST FINANCIAL ADVISORS, UBS Group AG, and WELLS FARGO & COMPANY/MN.
This page lists
31
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
33
Q2 2023 holders
31
Holder diff
-2
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.