Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,352,198
- Share change
- -135,756
- Total reported value
- $28,638,000
- Price per share
- $21.17
- Number of holders
- 26
- Value change
- -$2,730,259
- Number of buys
- 7
- Number of sells
- 13
Report period
Q1 2017
Institutions
26
Top holders
10
FLC full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5.1%
|
535,642
|
$10,643,000 | — | 31 Dec 2016 | |
| NWAM LLC |
13F
|
Company |
2.9%
|
299,205
|
$5,945,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
1.3%
|
135,606
|
$2,712,000 | — | 31 Dec 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.98%
|
102,303
|
$2,033,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.79%
|
82,365
|
$1,637,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.55%
|
57,769
|
$1,147,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.51%
|
53,112
|
$1,055,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.48%
|
50,104
|
$996,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.38%
|
40,017
|
$795,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.18%
|
19,360
|
$385,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.16%
|
17,228
|
$342,000 | — | 31 Dec 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.16%
|
16,398
|
$326,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.15%
|
15,759
|
$313,000 | — | 31 Dec 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.15%
|
15,457
|
$307,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
12,500
|
$248,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$199,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
5,681
|
$113,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
5,290
|
$105,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.05%
|
4,985
|
$99,000 | — | 31 Dec 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$60,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
2,990
|
$60,000 | — | 31 Dec 2016 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$40,000 | — | 31 Dec 2016 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0.02%
|
1,968
|
$39,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,470
|
$29,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,340
|
$27,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
700
|
$14,000 | — | 31 Dec 2016 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
327
|
$7,000 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
157
|
$3,000 | — | 31 Dec 2016 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q1 2017
As of 31 Mar 2017,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,352,198 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, NWAM LLC, LPL Financial LLC, Invesco Ltd., ROYAL BANK OF CANADA, AMERIPRISE FINANCIAL INC, WELLS FARGO & COMPANY/MN, Geneos Wealth Management Inc., COHEN & STEERS INC, and IFC Holdings Incorporated/FL.
This page lists
26
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
29
Q1 2017 holders
26
Holder diff
-3
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.