Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q1 2014 13F Holders as of 31 Mar 2014
- Security type / class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,730,070
- Share change
- +169,906
- Total reported value
- $34,206,645
- Reported price per share
- $19.77
- Number of holders
- 26
- Value change
- +$3,395,100
- Number of buys
- 13
- Number of sells
- 10
Security identity
Holder snapshot
Report period
Q1 2014
Institutions
26
Top holders
10
FLC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2014
Previous quarter: Q4 2013
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Ownership snapshot
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
GUGGENHEIM CAPITAL LLC
13D/G signal
—
Evidence rows
26
Latest as of
31 Dec 2013
Rank 1 holder
GUGGENHEIM CAPITAL LLC
13F
- Ownership
- 5.8%
- Position
- $11.22M
Rank 2 holder
COHEN & STEERS, INC.
13F
- Ownership
- 2.4%
- Position
- $4.75M
Rank 3 holder
Invesco Ltd.
13F
- Ownership
- 1.8%
- Position
- $3.51M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
5.8%
|
$11,218,000
604,237 shares
|
— | 31 Dec 2013 |
| COHEN & STEERS, INC. |
13F
Company
|
2.4%
|
$4,747,000
255,652 shares
|
— | 31 Dec 2013 |
| Invesco Ltd. |
13F
Company
|
1.8%
|
$3,508,000
188,931 shares
|
— | 31 Dec 2013 |
| LPL Financial LLC |
13F
Company
|
1.4%
|
$2,664,000
143,449 shares
|
— | 31 Dec 2013 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
1.1%
|
$2,175,000
117,159 shares
|
— | 31 Dec 2013 |
| NATIONAL PLANNING CORP |
13F
Company
|
0.48%
|
$934,000
50,135 shares
|
— | 31 Dec 2013 |
| MORGAN STANLEY |
13F
Company
|
0.35%
|
$676,000
36,363 shares
|
— | 31 Dec 2013 |
| Capital Investment Advisors, LLC |
13F
Company
|
0.33%
|
$637,000
34,312 shares
|
— | 31 Dec 2013 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
26
Shares
1,730,070
Rows loaded
26
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
25
Q1 2014 holders
26
Holder diff
1
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 value | Q1 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend