Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,333,484
- Total 13F value
- $32,562,817
- Share change
- -10,578
- SEC-reported price per share
- $24.39
- Number of holders
- 35
- Value change
- -$207,574
- Number of buys
- 12
- Number of sells
- 16
- Shares outstanding
- 10,477,154
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2021
Institutions
35
Top holders
10
FLC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Ownership snapshot
Top reported holders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BANK OF AMERICA CORP /DE/
Disclosed value leader
BANK OF AMERICA CORP /DE/
Comparable rows
15/15
Latest evidence
31 Dec 2020
13F
Lead comparable stake: 4.7%
Showing 1-6 of 15 holder rows.
Quick read
BANK OF AMERICA CORP /DE/ leads the comparable SEC ownership view at 4.7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BANK OF AMERICA CORP /DE/'s linked filing trail.
Comparable ownership
Top 5
BANK OF AMERICA CORP /DE/
4.7%
NWAM LLC
2.7%
LPL Financial LLC
0.77%
Invesco Ltd.
0.67%
Steward Partners Investment Advis...
0.45%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
4.7%
|
$11,601,000
490,127 shares
|
— | 31 Dec 2020 |
| NWAM LLC |
13F
Company
|
2.7%
|
$6,743,000
284,895 shares
|
— | 31 Dec 2020 |
| LPL Financial LLC |
13F
Company
|
0.77%
|
$1,921,000
81,169 shares
|
— | 31 Dec 2020 |
| Invesco Ltd. |
13F
Company
|
0.67%
|
$1,662,000
70,214 shares
|
— | 31 Dec 2020 |
| Steward Partners Investment Advisory, LLC |
13F
Company
|
0.45%
|
$1,111,000
46,925 shares
|
— | 31 Dec 2020 |
| UBS Group AG |
13F
Company
|
0.33%
|
$823,000
34,744 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
35
Shares
1,333,484
Rows available
35
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
36
Q1 2021 holders
35
Holder diff
-1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend