FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,333,484
- Share change
- -10,578
- Total reported value
- $32,562,817
- Price per share
- $24.39
- Number of holders
- 35
- Value change
- -$207,574
- Number of buys
- 12
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 338479108:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.7%
|
490,127
|
$11,601,000 | — | 31 Dec 2020 | |
| NWAM LLC |
13F
|
Company |
2.7%
|
284,895
|
$6,743,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.77%
|
81,169
|
$1,921,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.67%
|
70,214
|
$1,662,000 | — | 31 Dec 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.45%
|
46,925
|
$1,111,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.33%
|
34,744
|
$823,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.31%
|
32,607
|
$772,000 | — | 31 Dec 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.3%
|
31,927
|
$762,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.26%
|
26,763
|
$633,000 | — | 31 Dec 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.24%
|
25,120
|
$595,000 | — | 31 Dec 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.23%
|
23,630
|
$559,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.22%
|
23,233
|
$550,000 | — | 31 Dec 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.15%
|
15,800
|
$374,000 | — | 31 Dec 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.13%
|
13,840
|
$323,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.13%
|
13,145
|
$311,000 | — | 31 Dec 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.13%
|
13,145
|
$311,000 | — | 31 Dec 2020 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.11%
|
11,847
|
$280,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.11%
|
11,043
|
$261,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.1%
|
10,589
|
$250,000 | — | 31 Dec 2020 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0.1%
|
10,525
|
$249,000 | — | 31 Dec 2020 | |
| MRA Advisory Group |
13F
|
Company |
0.08%
|
8,762
|
$207,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.07%
|
7,425
|
$176,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
7,389
|
$175,000 | — | 31 Dec 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.05%
|
5,365
|
$127,000 | — | 31 Dec 2020 | |
| Navis Wealth Advisors, LLC |
13F
|
Company |
0.05%
|
5,098
|
$121,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
3,600
|
$86,000 | — | 31 Dec 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.03%
|
3,531
|
$83,000 | — | 31 Dec 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$71,000 | — | 31 Dec 2020 | |
| Cascade Investment Advisors, Inc. |
13F
|
Company |
0.03%
|
2,700
|
$63,909 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
2,155
|
$51,000 | — | 31 Dec 2020 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
1,667
|
$39,000 | — | 31 Dec 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
812
|
$19,220 | — | 31 Dec 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$9,000 | — | 31 Dec 2020 | |
| Westwind Capital |
13F
|
Company |
0%
|
305
|
$7,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
150
|
$4,000 | — | 31 Dec 2020 | |
| Arkadios Wealth Advisors |
13F
|
Company |
0%
|
96
|
$2,000 | — | 31 Dec 2020 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q1 2021
As of 31 Mar 2021,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,333,484 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, Sowell Financial Services LLC, NWAM LLC, LPL Financial LLC, Invesco Ltd., Steward Partners Investment Advisory, LLC, UBS Group AG, Geneos Wealth Management Inc., Private Advisor Group, LLC, and ROYAL BANK OF CANADA.
This page lists
35
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
36
Q1 2021 holders
35
Holder diff
-1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.