Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,468,606
- Share change
- -74,490
- Total reported value
- $28,686,000
- Price per share
- $19.50
- Number of holders
- 25
- Value change
- -$1,465,924
- Number of buys
- 13
- Number of sells
- 8
Report period
Q2 2015
Institutions
25
Top holders
10
FLC full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NWAM LLC |
13F
|
Company |
3.2%
|
339,332
|
$6,878,000 | — | 31 Mar 2015 | |
| Invesco Ltd. |
13F
|
Company |
2.3%
|
245,057
|
$4,967,000 | — | 31 Mar 2015 | |
| COHEN & STEERS CAPITAL MANAGEMENT INC |
13F
|
Company |
2.2%
|
232,181
|
$4,706,000 | — | 31 Mar 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2.2%
|
232,181
|
$4,706,000 | — | 31 Mar 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.2%
|
231,295
|
$4,688,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
1.3%
|
133,442
|
$2,690,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
110,382
|
$2,237,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.35%
|
36,707
|
$744,000 | — | 31 Mar 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.3%
|
31,317
|
$635,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.27%
|
28,807
|
$584,000 | — | 31 Mar 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.26%
|
27,077
|
$549,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.23%
|
24,206
|
$491,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
19,429
|
$394,000 | — | 31 Mar 2015 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.16%
|
17,000
|
$345,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
15,578
|
$315,000 | — | 31 Mar 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.14%
|
14,566
|
$295,000 | — | 31 Mar 2015 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.1%
|
10,035
|
$203,000 | — | 31 Mar 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$203,000 | — | 31 Mar 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
5,600
|
$114,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
2,726
|
$55,000 | — | 31 Mar 2015 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.02%
|
2,300
|
$46,000 | — | 31 Mar 2015 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$41,000 | — | 31 Mar 2015 | |
| Hoxton Financial, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 31 Mar 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
982
|
$20,000 | — | 31 Mar 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
705
|
$14,000 | — | 31 Mar 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 31 Mar 2015 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q2 2015
As of 30 Jun 2015,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,468,606 shares.
The largest 10 holders included
NWAM LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, COHEN & STEERS INC, LPL Financial LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Capital Investment Advisors, LLC, Ameriprise Financial Inc, and RAYMOND JAMES & ASSOCIATES.
This page lists
25
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
27
Q2 2015 holders
25
Holder diff
-2
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.