FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,782,983
- Share change
- -9,545
- Total reported value
- $35,172,000
- Price per share
- $19.74
- Number of holders
- 25
- Value change
- -$189,870
- Number of buys
- 9
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 338479108:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.2%
|
440,594
|
$8,834,000 | — | 30 Jun 2014 | |
| NWAM LLC |
13F
|
Company |
3.1%
|
322,439
|
$6,465,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2.4%
|
256,438
|
$5,142,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
2.3%
|
237,090
|
$4,754,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
1.4%
|
147,988
|
$2,967,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1%
|
107,364
|
$2,153,000 | — | 30 Jun 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.59%
|
61,375
|
$1,231,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.36%
|
38,045
|
$763,000 | — | 30 Jun 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.32%
|
33,402
|
$670,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.31%
|
32,045
|
$643,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.23%
|
24,228
|
$486,000 | — | 30 Jun 2014 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.16%
|
17,000
|
$341,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
12,850
|
$258,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
11,461
|
$230,000 | — | 30 Jun 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$200,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
8,551
|
$171,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,236
|
$45,000 | — | 30 Jun 2014 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.02%
|
2,300
|
$43,000 | — | 30 Jun 2014 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$40,000 | — | 30 Jun 2014 | |
| Hoxton Financial, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Jun 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,000
|
$19,000 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
705
|
$14,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
489
|
$10,000 | — | 30 Jun 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Jun 2014 | |
| 1919 Investment Counsel, LLC |
13F
|
Company |
0%
|
26
|
$1,000 | — | 30 Jun 2014 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q3 2014
As of 30 Sep 2014,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,782,983 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, NWAM LLC, COHEN & STEERS INC, Invesco Ltd., LPL Financial LLC, BANK OF AMERICA CORP /DE/, National Planning Corp, MORGAN STANLEY, UBS AG, and Capital Investment Advisors, LLC.
This page lists
25
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
24
Q3 2014 holders
25
Holder diff
1
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.