Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Common Stock
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Shares outstanding
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10,362,519
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Number of holders
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25
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Total 13F shares, excl. options
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1,782,983
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Shares change
-
-9,545
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Total reported value, excl. options
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$35,172,000
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Value change
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-$189,870
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Number of buys
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9
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Number of sells
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7
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Price
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$19.74
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q3 2014
As of 30 Sep 2014 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) had 27 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 1,782,983 shares of stock of the company.
Largest 10 holders included GUGGENHEIM CAPITAL LLC, NWAM LLC, COHEN & STEERS INC, Invesco Ltd., LPL Financial LLC, BANK OF AMERICA CORP /DE/, National Planning Corp, MORGAN STANLEY, UBS AG, and Capital Investment Advisors, LLC.
This table shows 27 institutional shareholders of the security as of 30 Sep 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.