Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,296,920
- Share change
- +10,686
- Total reported value
- $27,755,157
- Price per share
- $21.40
- Number of holders
- 31
- Value change
- +$229,927
- Number of buys
- 9
- Number of sells
- 7
Report period
Q3 2020
Institutions
31
Top holders
10
FLC full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.6%
|
482,236
|
$9,562,000 | — | 30 Jun 2020 | |
| NWAM LLC |
13F
|
Company |
2.8%
|
289,245
|
$5,736,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
125,690
|
$2,493,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.77%
|
81,180
|
$1,610,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.36%
|
37,198
|
$738,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.31%
|
31,997
|
$633,000 | — | 30 Jun 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.24%
|
25,120
|
$498,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.24%
|
24,680
|
$490,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.24%
|
24,643
|
$489,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.23%
|
23,630
|
$469,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
21,688
|
$430,000 | — | 30 Jun 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.18%
|
18,950
|
$376,000 | — | 30 Jun 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.15%
|
15,229
|
$303,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.13%
|
13,445
|
$267,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.13%
|
13,145
|
$261,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.11%
|
11,043
|
$219,000 | — | 30 Jun 2020 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.11%
|
11,042
|
$219,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.08%
|
8,255
|
$163,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
6,698
|
$133,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
3,600
|
$72,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.03%
|
3,531
|
$70,000 | — | 30 Jun 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.03%
|
3,400
|
$67,000 | — | 30 Jun 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$59,000 | — | 30 Jun 2020 | |
| Cascade Investment Advisors, Inc. |
13F
|
Company |
0.03%
|
2,700
|
$53,541 | — | 30 Jun 2020 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
1,667
|
$33,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
815
|
$16,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
812
|
$16,102 | — | 30 Jun 2020 | |
| Orion Portfolio Solutions, LLC |
13F
|
Company |
0.01%
|
720
|
$14,000 | — | 30 Jun 2020 | |
| Westwind Capital |
13F
|
Company |
0%
|
475
|
$9,000 | — | 30 Jun 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Jun 2020 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q3 2020
As of 30 Sep 2020,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,296,920 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, NWAM LLC, Invesco Ltd., LPL Financial LLC, UBS Group AG, Private Advisor Group, LLC, Geneos Wealth Management Inc., Koshinski Asset Management, Inc., ROYAL BANK OF CANADA, and SIT INVESTMENT ASSOCIATES INC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
30
Q3 2020 holders
31
Holder diff
1
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.