Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,516,119
- Total reported value
- $33,985,213
- Share change
- -102,236
- Reported price per share
- $22.42
- Number of holders
- 36
- Value change
- -$2,219,575
- Number of buys
- 14
- Number of sells
- 13
- Shares outstanding
- 10,477,154
Holder snapshot
6 facts
Security identity
1 fact
Report period
Q3 2019
Institutions
36
Top holders
10
FLC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2019
Previous quarter: Q2 2019
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Ownership snapshot
Top reported holders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BANK OF AMERICA CORP /DE/
13D/G signal
—
Evidence rows
15
Latest as of
30 Jun 2019
13F
Lead comparable stake: 5.1%
Showing 1-6 of 15 holder rows.
Quick read
BANK OF AMERICA CORP /DE/ leads the comparable SEC ownership view at 5.1%.
Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
BANK OF AMERICA CORP /DE/
5.1%
NWAM LLC
3%
SIT INVESTMENT ASSOCIATES INC
1.8%
Invesco Ltd.
1.5%
LPL Financial LLC
0.85%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
5.1%
|
$10,884,000
536,664 shares
|
— | 30 Jun 2019 |
| NWAM LLC |
13F
Company
|
3%
|
$6,383,000
314,767 shares
|
— | 30 Jun 2019 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
1.8%
|
$3,758,000
185,283 shares
|
— | 30 Jun 2019 |
| Invesco Ltd. |
13F
Company
|
1.5%
|
$3,179,000
156,735 shares
|
— | 30 Jun 2019 |
| LPL Financial LLC |
13F
Company
|
0.85%
|
$1,802,000
88,863 shares
|
— | 30 Jun 2019 |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.41%
|
$891,000
43,375 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
36
Shares
1,516,119
Rows available
36
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
32
Q3 2019 holders
36
Holder diff
4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend