FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,573,077
- Share change
- -89,835
- Total reported value
- $31,916,000
- Price per share
- $20.28
- Number of holders
- 29
- Value change
- -$1,772,900
- Number of buys
- 8
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 338479108:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NWAM LLC |
13F
|
Company |
3.1%
|
326,841
|
$6,266,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
2.5%
|
265,945
|
$5,167,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
2.2%
|
226,306
|
$4,339,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.6%
|
169,609
|
$3,251,000 | — | 31 Dec 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.5%
|
159,642
|
$3,060,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1%
|
109,892
|
$2,107,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.51%
|
53,052
|
$1,017,000 | — | 31 Dec 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.39%
|
41,000
|
$786,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.39%
|
40,704
|
$780,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.37%
|
38,474
|
$738,000 | — | 31 Dec 2015 | |
| Laurion Capital Management LP |
13F
|
Company |
0.34%
|
35,601
|
$682,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.3%
|
31,015
|
$595,000 | — | 31 Dec 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.29%
|
30,733
|
$589,000 | — | 31 Dec 2015 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.19%
|
20,355
|
$390,000 | — | 31 Dec 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.18%
|
18,584
|
$356,000 | — | 31 Dec 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.15%
|
15,900
|
$315,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
12,993
|
$249,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
8,192
|
$157,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
5,835
|
$112,000 | — | 31 Dec 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
4,375
|
$84,000 | — | 31 Dec 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
2,258
|
$43,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,000
|
$39,000 | — | 31 Dec 2015 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$38,000 | — | 31 Dec 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,340
|
$25,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
982
|
$19,000 | — | 31 Dec 2015 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
700
|
$13,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
579
|
$11,000 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
530
|
$10,000 | — | 31 Dec 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 31 Dec 2015 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q1 2016
As of 31 Mar 2016,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,573,077 shares.
The largest 10 holders included
NWAM LLC, LPL Financial LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, COHEN & STEERS INC, GUGGENHEIM CAPITAL LLC, AMERIPRISE FINANCIAL INC, ROYAL BANK OF CANADA, Geneos Wealth Management Inc., and Yorktown Management & Research Co Inc.
This page lists
29
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
29
Q1 2016 holders
29
Holder diff
0
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.