FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)

CUSIP: 338479108

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class
Equity / Common Stock
Shares outstanding
10,477,154
Total 13F shares
1,835,095
Share change
-79,085
Total reported value
$35,801,632
Price per share
$19.50
Number of holders
35
Value change
-$1,556,970
Number of buys
7
Number of sells
19

Quarterly Holders Quick Answers

What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.

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Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
BANK OF AMERICA CORP /DE/
13F
Company
6.1%
640,065
$12,680,000 31 Mar 2018
13F
NWAM LLC
13F
Company
2.6%
269,012
$5,329,000 31 Mar 2018
13F
Invesco Ltd.
13F
Company
2.6%
267,331
$5,296,000 31 Mar 2018
13F
LPL Financial LLC
13F
Company
1%
104,750
$2,075,000 31 Mar 2018
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
1%
104,523
$2,070,000 31 Mar 2018
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
0.66%
69,574
$1,378,000 31 Mar 2018
13F
ROYAL BANK OF CANADA
13F
Company
0.57%
59,395
$1,177,000 31 Mar 2018
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
0.42%
43,832
$868,000 31 Mar 2018
13F
GUGGENHEIM CAPITAL LLC
13F
Company
0.36%
37,828
$749,000 31 Mar 2018
13F
UBS Group AG
13F
Company
0.32%
33,862
$670,000 31 Mar 2018
13F
Geneos Wealth Management Inc.
13F
Company
0.32%
33,824
$670,000 31 Mar 2018
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.31%
32,871
$651,000 31 Mar 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.31%
32,295
$640,000 31 Mar 2018
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
0.23%
24,159
$478,000 31 Mar 2018
13F
HighTower Advisors, LLC
13F
Company
0.21%
22,029
$437,000 31 Mar 2018
13F
Rikoon Group, LLC
13F
Company
0.2%
21,109
$414,000 31 Mar 2018
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
0.17%
18,315
$363,000 31 Mar 2018
13F
MORGAN STANLEY
13F
Company
0.16%
16,671
$330,000 31 Mar 2018
13F
Capital Investment Advisors, LLC
13F
Company
0.14%
14,337
$284,000 31 Mar 2018
13F
J.P. Morgan Private Wealth Advisors LLC
13F
Company
0.12%
12,088
$240,000 31 Mar 2018
13F
COHEN & STEERS, INC.
13F
Company
0.11%
11,517
$228,000 31 Mar 2018
13F
American Portfolios Advisors
13F
Company
0.1%
9,976
$197,625 31 Mar 2018
13F
Bruderman Asset Management, LLC
13F
Company
0.07%
7,857
$156,000 31 Mar 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.04%
4,408
$87,000 31 Mar 2018
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0.04%
3,857
$76,000 31 Mar 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.03%
3,600
$72,000 31 Mar 2018
13F
WHITTIER TRUST CO
13F
Company
0.03%
3,000
$59,000 31 Mar 2018
13F
Advisor Group, Inc.
13F
Company
0.02%
2,201
$43,000 31 Mar 2018
13F
SRH ADVISORS, LLC
13F
Company
0.02%
2,000
$40,000 31 Mar 2018
13F
Stratos Wealth Partners, LTD.
13F
Company
0.02%
1,700
$34,000 31 Mar 2018
13F
Westwind Capital
13F
Company
0.02%
1,675
$33,000 31 Mar 2018
13F
AdvisorNet Financial, Inc
13F
Company
0.01%
1,400
$28,000 31 Mar 2018
13F
IFP Advisors, Inc
13F
Company
0.01%
812
$18,000 31 Mar 2018
13F
BESSEMER GROUP INC
13F
Company
0.01%
825
$16,000 31 Mar 2018
13F
Avestar Capital, LLC
13F
Company
0.01%
700
$13,000 31 Mar 2018
13F
Carroll Financial Associates, Inc.
13F
Company
0%
450
$8,000 31 Mar 2018
13F
FIFTH THIRD BANCORP
13F
Company
0%
400
$8,000 31 Mar 2018
13F

Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q2 2018

As of 30 Jun 2018, FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by 35 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,835,095 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, NWAM LLC, Invesco Ltd., RIVERNORTH CAPITAL MANAGEMENT, LLC, LPL Financial LLC, ROYAL BANK OF CANADA, WOLVERINE ASSET MANAGEMENT LLC, SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, and Geneos Wealth Management Inc.. This page lists 35 institutional shareholders reporting positions in this security for the Q2 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders
37
Q2 2018 holders
35
Holder diff
-2
Investor Q1 2018 Shares Q2 2018 Shares Share Diff Share Chg % Q1 2018 Value $ Q2 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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