FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,375,379
- Share change
- -201,435
- Total reported value
- $30,139,000
- Price per share
- $21.91
- Number of holders
- 28
- Value change
- -$4,354,639
- Number of buys
- 7
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 338479108:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NWAM LLC |
13F
|
Company |
2.9%
|
303,559
|
$6,156,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
2.5%
|
258,189
|
$5,259,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
2%
|
209,085
|
$4,240,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.9%
|
198,376
|
$4,023,000 | — | 31 Mar 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.5%
|
152,098
|
$3,085,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.95%
|
99,064
|
$2,009,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.51%
|
53,760
|
$1,085,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.5%
|
52,039
|
$1,055,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.36%
|
37,857
|
$768,000 | — | 31 Mar 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.35%
|
36,824
|
$747,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
35,205
|
$714,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.31%
|
32,201
|
$653,000 | — | 31 Mar 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.28%
|
29,251
|
$593,000 | — | 31 Mar 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.19%
|
20,355
|
$411,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.13%
|
13,493
|
$274,000 | — | 31 Mar 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$203,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
6,962
|
$141,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
5,842
|
$118,000 | — | 31 Mar 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
4,375
|
$89,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
3,565
|
$72,000 | — | 31 Mar 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$61,000 | — | 31 Mar 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
2,258
|
$46,000 | — | 31 Mar 2016 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$41,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,000
|
$40,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
655
|
$13,000 | — | 31 Mar 2016 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 31 Mar 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
340
|
$6,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
218
|
$4,000 | — | 31 Mar 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
106
|
$2,000 | — | 31 Mar 2016 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q2 2016
As of 30 Jun 2016,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,375,379 shares.
The largest 10 holders included
NWAM LLC, BANK OF AMERICA CORP /DE/, Invesco Ltd., LPL Financial LLC, COHEN & STEERS INC, Geneos Wealth Management Inc., AMERIPRISE FINANCIAL INC, GUGGENHEIM CAPITAL LLC, ROYAL BANK OF CANADA, and WELLS FARGO & COMPANY/MN.
This page lists
28
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
29
Q2 2016 holders
28
Holder diff
-1
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.