FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,771,000
- Share change
- +39,930
- Total reported value
- $35,507,000
- Price per share
- $20.05
- Number of holders
- 24
- Value change
- +$802,226
- Number of buys
- 11
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 338479108:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.9%
|
511,022
|
$10,097,000 | — | 31 Mar 2014 | |
| NWAM LLC |
13F
|
Company |
2.6%
|
272,874
|
$5,392,000 | — | 31 Mar 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2.4%
|
248,475
|
$4,910,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
2%
|
206,605
|
$4,083,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
1.4%
|
146,614
|
$2,897,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.89%
|
93,513
|
$1,848,000 | — | 31 Mar 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.52%
|
54,385
|
$1,092,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.34%
|
36,146
|
$714,000 | — | 31 Mar 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.34%
|
35,812
|
$707,645 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.26%
|
27,669
|
$547,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.24%
|
25,222
|
$499,000 | — | 31 Mar 2014 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.16%
|
17,000
|
$336,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
13,837
|
$274,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
12,850
|
$254,000 | — | 31 Mar 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$198,000 | — | 31 Mar 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.04%
|
4,193
|
$83,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
2,800
|
$55,000 | — | 31 Mar 2014 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.02%
|
2,300
|
$46,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,236
|
$44,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
2,000
|
$40,000 | — | 31 Mar 2014 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$40,000 | — | 31 Mar 2014 | |
| Hoxton Financial, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0.01%
|
769
|
$15,000 | — | 31 Mar 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
205
|
$4,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
143
|
$3,000 | — | 31 Mar 2014 | |
| 1919 Investment Counsel, LLC |
13F
|
Company |
0%
|
26
|
$1,000 | — | 31 Mar 2014 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q2 2014
As of 30 Jun 2014,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,771,000 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, NWAM LLC, COHEN & STEERS INC, Invesco Ltd., LPL Financial LLC, BANK OF AMERICA CORP /DE/, National Planning Corp, MORGAN STANLEY, Capital Investment Advisors, LLC, and UBS AG.
This page lists
24
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
26
Q2 2014 holders
24
Holder diff
-2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.