Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,618,355
- Share change
- -231,897
- Total reported value
- $32,829,467
- Price per share
- $20.28
- Number of holders
- 32
- Value change
- -$4,664,983
- Number of buys
- 8
- Number of sells
- 16
Report period
Q2 2019
Institutions
32
Top holders
10
FLC full security history
Newer quarter: Q3 2019
Previous quarter: Q1 2019
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5.5%
|
577,282
|
$11,095,000 | — | 31 Mar 2019 | |
| NWAM LLC |
13F
|
Company |
3%
|
315,767
|
$6,069,000 | — | 31 Mar 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3%
|
315,278
|
$6,060,000 | — | 31 Mar 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
177,430
|
$3,410,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.84%
|
88,490
|
$1,701,000 | — | 31 Mar 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.36%
|
38,200
|
$734,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.33%
|
34,179
|
$657,000 | — | 31 Mar 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.33%
|
34,107
|
$655,000 | — | 31 Mar 2019 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.29%
|
30,830
|
$593,000 | — | 31 Mar 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.2%
|
20,825
|
$400,000 | — | 31 Mar 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.18%
|
19,190
|
$369,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.18%
|
18,615
|
$357,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.18%
|
18,557
|
$357,000 | — | 31 Mar 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.16%
|
16,967
|
$333,000 | — | 31 Mar 2019 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0.16%
|
16,244
|
$312,000 | — | 31 Mar 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.15%
|
15,587
|
$300,000 | — | 31 Mar 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.14%
|
14,661
|
$282,000 | — | 31 Mar 2019 | |
| ELEMENT POINTE ADVISORS, LLC |
13F
|
Company |
0.14%
|
14,191
|
$273,000 | — | 31 Mar 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.13%
|
13,197
|
$254,000 | — | 31 Mar 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.13%
|
13,130
|
$252,000 | — | 31 Mar 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.12%
|
12,538
|
$240,000 | — | 31 Mar 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.1%
|
10,483
|
$201,483 | — | 31 Mar 2019 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.07%
|
7,341
|
$141,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
6,703
|
$129,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
5,107
|
$98,000 | — | 31 Mar 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
3,600
|
$70,000 | — | 31 Mar 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$58,000 | — | 31 Mar 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.02%
|
2,400
|
$46,000 | — | 31 Mar 2019 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
1,667
|
$32,000 | — | 31 Mar 2019 | |
| FIRST HAWAIIAN BANK |
13F
|
Company |
0.01%
|
1,454
|
$28,000 | — | 31 Mar 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,357
|
$26,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$19,000 | — | 31 Mar 2019 | |
| Westwind Capital |
13F
|
Company |
0%
|
475
|
$9,000 | — | 31 Mar 2019 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 31 Mar 2019 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q2 2019
As of 30 Jun 2019,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,618,355 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, NWAM LLC, SIT INVESTMENT ASSOCIATES INC, Invesco Ltd., LPL Financial LLC, ROBINSON CAPITAL MANAGEMENT, LLC, Geneos Wealth Management Inc., MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV, WELLS FARGO & COMPANY/MN, and COHEN & STEERS, INC..
This page lists
32
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
34
Q2 2019 holders
32
Holder diff
-2
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.