How many institutions held FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in Q1 2015?

27 institutional investors reported FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock for Q1 2015. Use the holders table for investor-level position and value details.

FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)

Q: What does CUSIP 338479108 represent in this 13F holders report?

CUSIP 338479108 is the security identifier for FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock used to aggregate holder disclosures.

CUSIP: 338479108

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class: Equity / Common Stock
Shares outstanding: 10,477,154
Total 13F shares: 1,775,277
Share change: -148,056
Total reported value: $35,967,000
Price per share: $20.27
Number of holders: 27
Value change: -$2,998,216
Number of buys: 8
Number of sells: 12

Security key

338479108

Report period

Q1 2015

Institutions

Top holders

FLC full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2015 Previous quarter: Q4 2014 FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 338479108

Newer quarter: Q2 2015 Previous quarter: Q4 2014

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

NWAM LLC

13D/G signal

—

Evidence rows

Latest as of

31 Dec 2014

13F Lead comparable stake: 3.2% Showing first 8 of 28 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
NWAM LLC	13F Company 13F	3.2%	$6,729,000 340,182 shares	—	31 Dec 2014
GUGGENHEIM CAPITAL LLC	13F Company 13F	2.6%	$5,376,000 271,830 shares	—	31 Dec 2014
COHEN & STEERS, INC.	13F Company 13F	2.5%	$5,122,000 258,938 shares	—	31 Dec 2014
Invesco Ltd.	13F Company 13F	2.3%	$4,761,000 240,712 shares	—	31 Dec 2014
LPL Financial LLC	13F Company 13F	1.4%	$2,798,000 141,481 shares	—	31 Dec 2014
BANK OF AMERICA CORP /DE/	13F Company 13F	1.2%	$2,424,000 122,518 shares	—	31 Dec 2014
NATIONAL PLANNING CORP	13F Company 13F	0.92%	$1,956,254 96,225 shares	—	31 Dec 2014
MORGAN STANLEY	13F Company 13F	0.36%	$753,000 38,055 shares	—	31 Dec 2014

Show 20 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Capital Investment Advisors, LLC	13F Company 13F	0.3%	$619,000 31,317 shares	—	31 Dec 2014
WELLS FARGO & COMPANY/MN	13F Company 13F	0.22%	$466,000 23,554 shares	—	31 Dec 2014
AMERIPRISE FINANCIAL INC	13F Company 13F	0.2%	$414,000 20,925 shares	—	31 Dec 2014
UBS Group AG	13F Company 13F	0.19%	$397,000 20,078 shares	—	31 Dec 2014
MID CONTINENT CAPITAL LLC/IL	13F Company 13F	0.16%	$336,000 17,000 shares	—	31 Dec 2014
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F Company 13F	0.15%	$310,000 15,658 shares	—	31 Dec 2014
ROYAL BANK OF CANADA	13F Company 13F	0.14%	$298,000 15,066 shares	—	31 Dec 2014
RAYMOND JAMES & ASSOCIATES	13F Company 13F	0.13%	$262,000 13,250 shares	—	31 Dec 2014
SIT INVESTMENT ASSOCIATES INC	13F Company 13F	0.1%	$198,000 10,000 shares	—	31 Dec 2014
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	0.03%	$54,000 2,726 shares	—	31 Dec 2014
Creative Planning	13F Company 13F	0.02%	$49,000 2,482 shares	—	31 Dec 2014
First Horizon Advisors, Inc.	13F Company 13F	0.02%	$46,000 2,300 shares	—	31 Dec 2014
SRH ADVISORS, LLC	13F Company 13F	0.02%	$40,000 2,000 shares	—	31 Dec 2014
Tower Research Capital LLC (TRC)	13F Company 13F	0.01%	$30,000 1,500 shares	—	31 Dec 2014
Hoxton Financial, Inc.	13F Company 13F	0.01%	$20,000 1,000 shares	—	31 Dec 2014
NEXT Financial Group, Inc	13F Company 13F	0.01%	$20,000 1,000 shares	—	31 Dec 2014
MSI Financial Services Inc	13F Company 13F	0.01%	$14,000 705 shares	—	31 Dec 2014
FIFTH THIRD BANCORP	13F Company 13F	0%	$8,000 400 shares	—	31 Dec 2014
BlackRock Investment Management, LLC	13F Company 13F	0%	$5,000 250 shares	—	31 Dec 2014
CITIGROUP INC	13F Company 13F	0%	$1,000 72 shares	—	31 Dec 2014

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2015

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,775,277

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders

Q1 2015 holders

Holder diff

Investor	Q4 2014 Shares	Q1 2015 Shares	Share Diff	Share Chg %	Q4 2014 value	Q1 2015 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend