Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,310,137
- Share change
- -54,260
- Total reported value
- $21,629,398
- Reported price per share
- $16.50
- Number of holders
- 33
- Value change
- -$1,049,568
- Number of buys
- 13
- Number of sells
- 12
Security identity
2 facts
Holder snapshot
8 facts
Report period
Q1 2020
Institutions
33
Top holders
10
FLC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2020
Previous quarter: Q4 2019
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Ownership snapshot
Top reported holders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BANK OF AMERICA CORP /DE/
13D/G signal
—
Evidence rows
15
Latest as of
31 Dec 2019
13F
Lead comparable stake: 5.1%
Showing 1-6 of 15 holder rows.
Rank 1 holder
BANK OF AMERICA CORP /DE/
13F
- Ownership
- 5.1%
- Position
- $12M
Rank 2 holder
NWAM LLC
13F
- Ownership
- 2.9%
- Position
- $6.71M
Rank 3 holder
Invesco Ltd.
13F
- Ownership
- 1.3%
- Position
- $3.12M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
5.1%
|
$12,003,000
538,498 shares
|
— | 31 Dec 2019 |
| NWAM LLC |
13F
Company
|
2.9%
|
$6,712,000
301,127 shares
|
— | 31 Dec 2019 |
| Invesco Ltd. |
13F
Company
|
1.3%
|
$3,117,000
139,838 shares
|
— | 31 Dec 2019 |
| LPL Financial LLC |
13F
Company
|
0.84%
|
$1,962,000
88,011 shares
|
— | 31 Dec 2019 |
| UBS Group AG |
13F
Company
|
0.36%
|
$831,000
37,273 shares
|
— | 31 Dec 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.31%
|
$721,000
32,363 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
33
Shares
1,310,137
Rows available
33
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
31
Q1 2020 holders
33
Holder diff
2
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend