Security key
338479108
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,691,152
- Share change
- -54,685
- Total reported value
- $33,505,254
- Price per share
- $19.78
- Number of holders
- 27
- Value change
- -$1,065,471
- Number of buys
- 9
- Number of sells
- 7
Report period
Q4 2014
Institutions
27
Top holders
10
Reporting periods
Holder history for CUSIP 338479108
Recent filing periods:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.5%
|
371,806
|
$7,340,000 | — | 30 Sep 2014 | |
| NWAM LLC |
13F
|
Company |
3.3%
|
343,421
|
$6,779,000 | — | 30 Sep 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2.5%
|
258,938
|
$5,111,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
2.3%
|
245,186
|
$4,840,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
1.4%
|
144,918
|
$2,846,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.96%
|
100,250
|
$1,979,000 | — | 30 Sep 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.65%
|
67,825
|
$1,331,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.34%
|
36,020
|
$711,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.34%
|
35,696
|
$705,000 | — | 30 Sep 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.3%
|
31,817
|
$628,000 | — | 30 Sep 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.24%
|
25,615
|
$505,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.23%
|
23,847
|
$470,000 | — | 30 Sep 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
21,528
|
$424,000 | — | 30 Sep 2014 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.16%
|
17,000
|
$336,000 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.13%
|
13,780
|
$272,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
12,850
|
$254,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
12,355
|
$244,000 | — | 30 Sep 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$197,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
2,726
|
$54,000 | — | 30 Sep 2014 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.02%
|
2,300
|
$45,000 | — | 30 Sep 2014 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$39,000 | — | 30 Sep 2014 | |
| Hoxton Financial, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,000
|
$20,000 | — | 30 Sep 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
705
|
$14,000 | — | 30 Sep 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Sep 2014 | |
| 1919 Investment Counsel, LLC |
13F
|
Company |
0%
|
26
|
$1,000 | — | 30 Sep 2014 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q4 2014
As of 31 Dec 2014,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,691,152 shares.
The largest 10 holders included
NWAM LLC, GUGGENHEIM CAPITAL LLC, COHEN & STEERS INC, Invesco Ltd., LPL Financial LLC, BANK OF AMERICA CORP /DE/, National Planning Corp, MORGAN STANLEY, Capital Investment Advisors, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
27
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
25
Q4 2014 holders
27
Holder diff
2
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.