FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC)
CUSIP: 338479108
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 10,477,154
- Total 13F shares
- 1,426,481
- Share change
- +40,349
- Total reported value
- $30,636,000
- Price per share
- $21.48
- Number of holders
- 25
- Value change
- +$850,734
- Number of buys
- 12
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 338479108?
CUSIP 338479108 identifies FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 338479108:
Top shareholders of FLC - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
5.1%
|
538,365
|
$12,000,000 | — | 30 Jun 2017 | |
| NWAM LLC |
13F
|
Company |
2.9%
|
299,155
|
$6,668,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
113,341
|
$2,526,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.85%
|
88,611
|
$1,975,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.6%
|
62,948
|
$1,403,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.54%
|
56,243
|
$1,254,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.38%
|
40,016
|
$892,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.35%
|
36,547
|
$814,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.33%
|
34,452
|
$768,000 | — | 30 Jun 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.16%
|
16,355
|
$364,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.14%
|
14,332
|
$319,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
12,670
|
$282,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
11,955
|
$266,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
11,899
|
$265,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
11,878
|
$265,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
10,000
|
$223,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.09%
|
9,584
|
$214,000 | — | 30 Jun 2017 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0.06%
|
6,485
|
$145,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
3,000
|
$67,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
2,990
|
$66,000 | — | 30 Jun 2017 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.02%
|
2,000
|
$45,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,470
|
$32,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
615
|
$14,000 | — | 30 Jun 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
400
|
$9,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
340
|
$8,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
327
|
$7,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
154
|
$3,000 | — | 30 Jun 2017 |
Institutional Holders of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) as of Q3 2017
As of 30 Sep 2017,
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - Common Stock (FLC) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,426,481 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, NWAM LLC, Invesco Ltd., LPL Financial LLC, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, UBS Group AG, Geneos Wealth Management Inc., COHEN & STEERS INC, and Laurion Capital Management LP.
This page lists
25
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
27
Q3 2017 holders
25
Holder diff
-2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.