13F reference period
Q3 2026
Security Snapshot
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) Institutional Ownership
CUSIP: 64129H104
13F Institutional Holders and Ownership History from Q1 2014 to Q3 2026
Institutions Reporting
63
Shares (Excl. Options)
10.73M
Full value: 10,725,131 · shares · 30 Sep 2026Price
$9.92
The headline uses the Q3 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended.
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- Security type / class
- Equity / Common Stock
- Symbol
- NML on NYSE
- All holders as of 30 Sep 2026
- Q3 2026
- Total 13F shares
- 10,725,131
- Total 13F value
- $106,393,230
- Portfolio coverage rank
- 0%
- Share change
- +9,836
- Value change
- +$82,682
- Number of holders
- 63
- Shares outstanding
- 57,114,571
- SEC-reported price per share
- $10.33
- Insider filing price
- $10.33
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source
Key facts
- NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock is tracked under CUSIP 64129H104.
- 63 institutions reported positions in Q3 2026.
- 3 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 88 to 63 between Q2 2026 and Q3 2026.
- SEC-reported value moved from to
$210.99M
Full value: $210,987,928 · USD · 30 Jun 2026.$106.39M
Full value: $106,393,230 · USD · 30 Sep 2026
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 63 institutions filings for Q3 2026.
Security key
64129H104
13F reference period
Q3 2026
13F holders
63
13D/G owners
3
CIK / CUSIP context first
Open Q3 2026 holders
NML full holder history
Neuberger Energy Infrastructure & Income Fund Inc. SEC filings
Neuberger Energy Infrastructure & Income Fund Inc. insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 64129H104:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
3
Security
NML
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 6.8% | +20% | $40,237,903 | +$6,839,414 | 3,828,535 | +20% | BANK OF AMERICA CORP /DE/ | 31 Mar 2026 |
| MORGAN STANLEY | 6.1% | $30,534,158 | 3,458,002 | Morgan Stanley | 30 Jun 2025 | |||
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4.9% | -18% | $27,986,140 | -$6,257,720 | 2,798,614 | -18% | City of London Investment Management Company Limited | 30 Apr 2026 |
As of 30 Sep 2026,
63
institutional investors reported holding
shares of
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML).
This represents
19%
of the company’s total
outstanding shares.
10.73M
Full value: 10,725,131 · shares · 30 Sep 202657.11M
Full value: 57,114,571 · shares · Stored outstanding share count13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
18%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 5.6% | 3,180,820 | -1.2% | 0% | $31,553,734 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4.8% | 2,729,916 | -1.9% | 1.8% | $27,080,767 |
| PRIVATE MANAGEMENT GROUP INC | 0.88% | 503,135 | -0.79% | 0.14% | $4,991,099 |
| Thomas J. Herzfeld Advisors, Inc. | 0.68% | 386,948 | +9.7% | 1.3% | $3,838,524 |
| OPPENHEIMER & CO INC | 0.65% | 368,419 | 0.04% | $3,654,716 | |
| STIFEL FINANCIAL CORP | 0.53% | 304,131 | -2.1% | 0% | $3,017,025 |
| Samalin Investment Counsel, LLC | 0.47% | 267,682 | +54% | 0.85% | $2,655,407 |
| Invesco Ltd. | 0.43% | 245,271 | -8.3% | 0% | $2,433,088 |
| RAYMOND JAMES FINANCIAL INC | 0.41% | 234,994 | +1.8% | 0% | $2,331,138 |
| LPL Financial LLC | 0.41% | 233,600 | +8.3% | 0% | $2,317,310 |
| NewEdge Advisors, LLC | 0.4% | 226,853 | -0.73% | 0.01% | $2,250,384 |
| Focus Partners Wealth | 0.35% | 197,879 | +0.85% | 0% | $1,962,963 |
| VestGen Advisors, LLC | 0.28% | 162,015 | +0.92% | 0.05% | $1,607,187 |
| NEUBERGER BERMAN GROUP LLC | 0.27% | 151,897 | -4.7% | 0% | $1,506,822 |
| Closed-End Fund Advisors, Inc. | 0.25% | 141,284 | -1% | 1.5% | $1,401,533 |
| Sanctuary Advisors, LLC | 0.21% | 121,162 | +13% | 0.01% | $1,201,926 |
| Cornerstone Wealth Management, LLC | 0.2% | 116,023 | -0.48% | 0.05% | $1,150,947 |
| STALEY CAPITAL ADVISERS INC | 0.2% | 115,000 | 0% | 0.04% | $1,140,800 |
| IFG Advisory, LLC | 0.15% | 85,196 | +1% | 0.03% | $845,141 |
| Knollwood Investment Advisory, LLC | 0.14% | 80,677 | +2% | 0.07% | $800,316 |
| EVOLVE PRIVATE WEALTH, LLC | 0.14% | 78,664 | +23% | 0.04% | $780,343 |
| Cetera Investment Advisers | 0.12% | 69,031 | +10% | 0% | $684,791 |
| Calamos Advisors LLC | 0.11% | 64,066 | +57% | 0% | $635,535 |
| Noble Wealth Management PBC | 0.09% | 50,992 | -21% | 0.23% | $505,838 |
| Legacy Advisors, LLC | 0.09% | 50,684 | +1.4% | 0.05% | $502,780 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
51
Headline period
Q3 2026
Rows shown
1-25 of 51
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q3 | 10,725,131 | $106,393,230 | +$82,682 | $9.92 | 63 |
| 2026 Q2 | 20,806,011 | $210,987,928 | +$3,399,829 | $10.14 | 88 |
| 2026 Q1 | 20,482,238 | $215,207,029 | +$9,183,623 | $10.51 | 88 |
| 2025 Q4 | 19,657,364 | $167,120,902 | +$9,562,471 | $8.50 | 86 |
| 2025 Q3 | 18,360,890 | $160,105,664 | -$12,004,917 | $8.72 | 82 |
| 2025 Q2 | 19,708,781 | $177,368,406 | -$681,921 | $9.00 | 81 |
| 2025 Q1 | 19,789,490 | $178,015,964 | -$5,464,199 | $9.00 | 82 |
| 2024 Q4 | 20,759,081 | $183,314,413 | -$17,972,032 | $8.83 | 81 |
| 2024 Q3 | 22,433,391 | $183,969,692 | -$12,887,681 | $8.20 | 75 |
| 2024 Q2 | 23,808,281 | $190,455,349 | -$21,536,208 | $8.00 | 75 |
| 2024 Q1 | 26,572,750 | $195,604,833 | -$15,667,923 | $7.37 | 73 |
| 2023 Q4 | 28,732,713 | $197,668,417 | +$2,243,101 | $6.88 | 65 |
| 2023 Q3 | 28,451,099 | $195,744,173 | -$8,730,734 | $6.88 | 71 |
| 2023 Q2 | 29,719,585 | $204,357,135 | -$6,545,244 | $6.88 | 68 |
| 2023 Q1 | 30,705,437 | $201,813,400 | -$397,845 | $6.57 | 64 |
| 2022 Q4 | 30,776,678 | $204,876,300 | -$1,547,536 | $6.66 | 71 |
| 2022 Q3 | 30,638,636 | $187,471,892 | +$11,061,205 | $6.12 | 60 |
| 2022 Q2 | 28,823,743 | $173,213,000 | +$12,235,168 | $6.00 | 68 |
| 2022 Q1 | 26,756,031 | $172,244,446 | +$4,235,058 | $6.44 | 68 |
| 2021 Q4 | 25,403,364 | $132,905,000 | +$8,266,132 | $5.24 | 67 |
| 2021 Q3 | 23,555,361 | $116,316,000 | +$4,493,170 | $4.93 | 66 |
| 2021 Q2 | 22,611,687 | $113,001,000 | +$3,790,287 | $5.00 | 66 |
| 2021 Q1 | 21,868,755 | $91,871,511 | -$1,889,464 | $4.20 | 69 |
| 2020 Q4 | 22,908,085 | $77,288,110 | +$304,432 | $3.37 | 61 |
| 2020 Q3 | 22,646,947 | $53,924,284 | +$3,310,487 | $2.38 | 57 |