Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)

Q: What does CUSIP 64129H104 represent in this 13F holders report?

CUSIP 64129H104 is the security identifier for NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock used to aggregate holder disclosures.

Q: How many institutions held NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in Q4 2018?

55 institutional investors reported NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock for Q4 2018. Use the holders table for investor-level position and value details.

CUSIP: 64129H104

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / Common Stock
Shares outstanding: 57,073,100
Total 13F shares: 16,012,033
Share change: +1,072,452
Total reported value: $107,034,078
Price per share: $6.69
Number of holders: 55
Value change: +$6,068,243
Number of buys: 27
Number of sells: 24

Quarterly Holders Quick Answers

What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.

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Related Filing Research

Latest 13F filings for newly reported positions.
Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
Latest 10-Q/10-K reports for financial context tied to this issuer.
Recent insider transactions for executive and insider activity.
SEC investors directory and top value investors for manager drilldown.
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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 64129H104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	8.3%	4,737,449	$41,168,000	—	30 Sep 2018	13F
Advisors Asset Management, Inc.	13F	Company	3.1%	1,748,904	$15,198,000	—	30 Sep 2018	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	2.8%	1,570,814	$13,650,000	—	30 Sep 2018	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	2.6%	1,459,612	$12,662,000	—	30 Sep 2018	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.22%	127,303	$9,788,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	1.8%	1,048,595	$9,112,000	—	30 Sep 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.4%	822,929	$7,151,000	—	30 Sep 2018	13F
COHEN & STEERS, INC.	13F	Company	0.92%	526,579	$4,576,000	—	30 Sep 2018	13F
Invesco Ltd.	13F	Company	0.78%	443,436	$3,853,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.61%	346,778	$3,014,000	—	30 Sep 2018	13F
STIFEL FINANCIAL CORP	13F	Company	0.45%	258,309	$2,240,000	—	30 Sep 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.4%	230,530	$2,004,000	—	30 Sep 2018	13F
Advisory Alpha, LLC	13F	Company	0.43%	247,044	$1,959,000	—	30 Sep 2018	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.38%	217,296	$1,888,000	—	30 Sep 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.38%	215,120	$1,869,000	—	30 Sep 2018	13F
BB&T SECURITIES, LLC	13F	Company	0.29%	166,215	$1,444,000	—	30 Sep 2018	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.22%	125,959	$1,095,000	—	30 Sep 2018	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.22%	123,888	$1,077,000	—	30 Sep 2018	13F
NINE MASTS CAPITAL Ltd	13F	Company	0.14%	78,500	$682,000	—	30 Sep 2018	13F
Curi Capital, LLC	13F	Company	0.11%	63,981	$556,000	—	30 Sep 2018	13F
Cornerstone Wealth Management, LLC	13F	Company	0.01%	5,146	$540,000	—	30 Sep 2018	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.11%	61,773	$537,000	—	30 Sep 2018	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	0.08%	43,876	$381,000	—	30 Sep 2018	13F
Private Advisor Group, LLC	13F	Company	0.07%	42,693	$371,000	—	30 Sep 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.05%	29,981	$261,000	—	30 Sep 2018	13F
Hollow Brook Wealth Management LLC	13F	Company	0.05%	29,200	$254,000	—	30 Sep 2018	13F
CITIGROUP INC	13F	Company	0.05%	28,518	$248,000	—	30 Sep 2018	13F
Advisor Group, Inc.	13F	Company	0.05%	26,471	$230,000	—	30 Sep 2018	13F
OPPENHEIMER & CO INC	13F	Company	0.04%	23,559	$205,000	—	30 Sep 2018	13F
STALEY CAPITAL ADVISERS INC	13F	Company	0.04%	23,300	$202,000	—	30 Sep 2018	13F
CITADEL ADVISORS LLC	13F	Company	0.03%	19,422	$169,000	—	30 Sep 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.03%	14,984	$130,000	—	30 Sep 2018	13F
Cetera Advisor Networks LLC	13F	Company	0.03%	14,838	$128,000	—	30 Sep 2018	13F
D.A. DAVIDSON & CO.	13F	Company	0.02%	14,000	$122,000	—	30 Sep 2018	13F
HighTower Advisors, LLC	13F	Company	0.02%	13,610	$118,000	—	30 Sep 2018	13F
M&T BANK CORP	13F	Company	0.02%	10,885	$95,000	—	30 Sep 2018	13F
REGENTATLANTIC CAPITAL LLC	13F	Company	0.02%	10,170	$88,000	—	30 Sep 2018	13F
MOODY NATIONAL BANK TRUST DIVISION	13F	Company	0.02%	10,000	$87,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	9,488	$83,000	—	30 Sep 2018	13F
THOMPSON SIEGEL & WALMSLEY LLC	13F	Company	0.01%	4,740	$41,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	3,000	$26,000	—	30 Sep 2018	13F
IFP Advisors, Inc	13F	Company	0%	2,343	$20,000	—	30 Sep 2018	13F
BALDWIN WEALTH PARTNERS LLC/MA	13F	Company	0%	2,160	$19,000	—	30 Sep 2018	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0%	1,250	$11,000	—	30 Sep 2018	13F
Anchor Investment Management, LLC	13F	Company	0%	1,058	$9,194	—	30 Sep 2018	13F
Steward Partners Investment Advisory, LLC	13F	Company	0%	1,025	$9,000	—	30 Sep 2018	13F
Sound Income Strategies, LLC	13F	Company	0%	837	$7,000	—	30 Sep 2018	13F
Oakworth Capital, Inc.	13F	Company	0%	696	$6,000	—	30 Sep 2018	13F
Stratos Wealth Partners, LTD.	13F	Company	0%	600	$5,000	—	30 Sep 2018	13F
GIRARD ADVISORY SERVICES, LLC	13F	Company	0%	500	$4,000	—	30 Sep 2018	13F

Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q4 2018

As of 31 Dec 2018, Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by 55 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 16,012,033 shares. The largest 10 holders included MORGAN STANLEY, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Advisors Asset Management, Inc., PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., GUGGENHEIM CAPITAL LLC, UBS Group AG, COHEN & STEERS INC, JPMORGAN CHASE & CO, Maven Securities LTD, and WELLS FARGO & COMPANY/MN. This page lists 55 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.