Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)

Q: What does CUSIP 64129H104 represent in this 13F holders report?

CUSIP 64129H104 is the security identifier for NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock used to aggregate holder disclosures.

Q: How many institutions held NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in Q1 2016?

40 institutional investors reported NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock for Q1 2016. Use the holders table for investor-level position and value details.

CUSIP: 64129H104

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class: Equity / Common Stock
Shares outstanding: 57,073,100
Total 13F shares: 7,435,342
Share change: -1,332,678
Total reported value: $51,650,364
Price per share: $6.96
Number of holders: 40
Value change: -$10,033,500
Number of buys: 22
Number of sells: 22

Quarterly Holders Quick Answers

What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.

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Newer quarter: Q2 2016
Previous quarter: Q4 2015

Recent filing periods for CUSIP 64129H104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	7.3%	4,162,914	$33,969,000	—	31 Dec 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.5%	852,184	$6,954,000	—	31 Dec 2015	13F
Advisors Asset Management, Inc.	13F	Company	1.4%	815,858	$6,657,000	—	31 Dec 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.4%	770,645	$6,289,000	—	31 Dec 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	1%	572,405	$4,671,000	—	31 Dec 2015	13F
Invesco Ltd.	13F	Company	0.54%	306,417	$2,500,000	—	31 Dec 2015	13F
SG Americas Securities, LLC	13F	Company	0.37%	211,216	$1,724,000	—	31 Dec 2015	13F
UBS Group AG	13F	Company	0.3%	170,264	$1,389,000	—	31 Dec 2015	13F
Weiss Asset Management LP	13F	Company	0.3%	169,299	$1,381,000	—	31 Dec 2015	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.29%	165,209	$1,348,000	—	31 Dec 2015	13F
LPL Financial LLC	13F	Company	0.27%	155,562	$1,322,000	—	31 Dec 2015	13F
Hollow Brook Wealth Management LLC	13F	Company	0.07%	40,758	$333,000	—	31 Dec 2015	13F
Private Advisor Group, LLC	13F	Company	0.06%	36,111	$295,000	—	31 Dec 2015	13F
STEEL GROVE CAPITAL ADVISORS, LLC	13F	Company	0.06%	33,524	$274,000	—	31 Dec 2015	13F
CITIGROUP INC	13F	Company	0.05%	31,007	$253,000	—	31 Dec 2015	13F
BB&T SECURITIES, LLC	13F	Company	0.05%	30,043	$245,000	—	31 Dec 2015	13F
PARA ADVISORS LLC	13F	Company	0.05%	30,000	$245,000	—	31 Dec 2015	13F
Caprock Group, LLC	13F	Company	0.05%	29,759	$243,000	—	31 Dec 2015	13F
STALEY CAPITAL ADVISERS INC	13F	Company	0.05%	26,550	$217,000	—	31 Dec 2015	13F
OPPENHEIMER & CO INC	13F	Company	0.04%	21,426	$175,000	—	31 Dec 2015	13F
Investors Capital Advisory Services	13F	Company	0.03%	18,350	$149,000	—	31 Dec 2015	13F
IFP Advisors, Inc	13F	Company	0.03%	18,282	$149,000	—	31 Dec 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.03%	17,589	$144,000	—	31 Dec 2015	13F
MSI Financial Services Inc	13F	Company	0.03%	15,713	$128,000	—	31 Dec 2015	13F
Commonwealth Equity Services, Inc	13F	Company	0.02%	13,558	$111,000	—	31 Dec 2015	13F
Fiduciary Trust Co International of Pennsylvania	13F	Company	0.02%	11,100	$91,000	—	31 Dec 2015	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.02%	10,993	$90,000	—	31 Dec 2015	13F
HighTower Advisors, LLC	13F	Company	0.02%	10,440	$84,000	—	31 Dec 2015	13F
Allegis Investment Advisors, LLC	13F	Company	0.02%	9,700	$79,000	—	31 Dec 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.01%	7,319	$60,000	—	31 Dec 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	6,270	$51,000	—	31 Dec 2015	13F
Creative Planning	13F	Company	0.01%	5,000	$41,000	—	31 Dec 2015	13F
DEUTSCHE BANK AG\	13F	Company	0%	1,700	$13,000	—	31 Dec 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0%	1,424	$12,000	—	31 Dec 2015	13F
BANK OF MONTREAL /CAN/	13F	Company	0%	850	$7,000	—	31 Dec 2015	13F
Burt Wealth Advisors	13F	Company	0%	850	$6,000	—	31 Dec 2015	13F
Ausdal Financial Partners, Inc.	13F	Company	0%	539	$4,000	—	31 Dec 2015	13F
US BANCORP \DE\	13F	Company	0%	423	$3,000	—	31 Dec 2015	13F

Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q1 2016

As of 31 Mar 2016, Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by 40 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,435,342 shares. The largest 10 holders included MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, Invesco Ltd., UBS Group AG, LPL Financial LLC, TFS CAPITAL LLC, and Private Advisor Group, LLC. This page lists 40 institutional shareholders reporting positions in this security for the Q1 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders

Q1 2016 holders

Holder diff

Investor	Q4 2015 Shares	Q1 2016 Shares	Share Diff	Share Chg %	Q4 2015 Value $	Q1 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.