Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)

CUSIP: 64129H104

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class
Equity / Common Stock
Shares outstanding
57,114,571
Total 13F shares
8,658,990
Share change
+377,293
Total reported value
$152,600,918
Price per share
$17.62
Number of holders
43
Value change
+$6,644,097
Number of buys
18
Number of sells
23

Quarterly Holders Quick Answers

What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.

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Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
6.9%
3,916,437
$68,929,000 31 Dec 2014
13F
Advisors Asset Management, Inc.
13F
Company
2.2%
1,272,007
$22,387,000 31 Dec 2014
13F
GUGGENHEIM CAPITAL LLC
13F
Company
1.1%
650,288
$11,445,000 31 Dec 2014
13F
Invesco Ltd.
13F
Company
0.92%
525,048
$9,241,000 31 Dec 2014
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.81%
463,674
$8,160,000 31 Dec 2014
13F
UBS Group AG
13F
Company
0.45%
257,289
$4,528,000 31 Dec 2014
13F
Caprock Group, LLC
13F
Company
0.45%
254,369
$4,477,000 31 Dec 2014
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
0.26%
150,243
$2,644,000 31 Dec 2014
13F
LPL Financial LLC
13F
Company
0.2%
111,759
$1,967,000 31 Dec 2014
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.19%
108,957
$1,917,000 31 Dec 2014
13F
Detwiler Fenton Investment Management LLC
13F
Company
0.19%
108,453
$1,909,000 31 Dec 2014
13F
INVESTMENT HOUSE LLC
13F
Company
0.11%
64,930
$1,143,000 31 Dec 2014
13F
CITIGROUP INC
13F
Company
0.09%
51,752
$911,000 31 Dec 2014
13F
Neuberger Berman Group LLC
13F
Company
0.08%
48,251
$849,000 31 Dec 2014
13F
Northeast Financial Consultants Inc
13F
Company
0.07%
41,690
$734,000 31 Dec 2014
13F
GOLDMAN SACHS GROUP INC
13F
Company
0.06%
32,058
$564,000 31 Dec 2014
13F
OPPENHEIMER & CO INC
13F
Company
0.06%
31,736
$559,000 31 Dec 2014
13F
Investors Capital Advisory Services
13F
Company
0.04%
20,000
$352,000 31 Dec 2014
13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
0.03%
19,352
$341,000 31 Dec 2014
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
0.03%
19,243
$339,000 31 Dec 2014
13F
NATIONAL PLANNING CORP
13F
Company
0.03%
19,398
$337,529 31 Dec 2014
13F
TRUIST FINANCIAL CORP
13F
Company
0.03%
16,959
$298,000 31 Dec 2014
13F
Fiduciary Trust Co International of Pennsylvania
13F
Company
0.03%
16,300
$287,000 31 Dec 2014
13F
Dorsey & Whitney Trust CO LLC
13F
Company
0.02%
13,747
$242,000 31 Dec 2014
13F
DEUTSCHE BANK AG\
13F
Company
0.02%
13,450
$236,000 31 Dec 2014
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.02%
10,582
$186,000 31 Dec 2014
13F
Private Advisor Group, LLC
13F
Company
0.02%
10,417
$183,000 31 Dec 2014
13F
Creative Planning
13F
Company
0.01%
7,350
$129,000 31 Dec 2014
13F
ROYAL BANK OF CANADA
13F
Company
0.01%
7,344
$129,000 31 Dec 2014
13F
MSI Financial Services Inc
13F
Company
0.01%
5,284
$93,000 31 Dec 2014
13F
NEW ENGLAND SECURITIES CORP /MA/
13F
Company
0.01%
4,635
$82,000 31 Dec 2014
13F
BROWN BROTHERS HARRIMAN & CO
13F
Company
0%
2,711
$48,000 31 Dec 2014
13F
BOSTON PRIVATE BANK & TRUST CO
13F
Company
0%
2,500
$44,000 31 Dec 2014
13F
Tower Research Capital LLC (TRC)
13F
Company
0%
1,992
$35,000 31 Dec 2014
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0%
1,500
$26,000 31 Dec 2014
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
0%
1,304
$22,943 31 Dec 2014
13F
SYNOVUS FINANCIAL CORP
13F
Company
0%
805
$14,000 31 Dec 2014
13F
Baltimore-Washington Financial Advisors, Inc.
13F
Company
0%
500
$9,000 31 Dec 2014
13F
NEXT Financial Group, Inc
13F
Company
0%
500
$9,000 31 Dec 2014
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0%
443
$8,000 31 Dec 2014
13F
BB&T SECURITIES, LLC
13F
Company
0.06%
35,099
$6,177 31 Dec 2014
13F
FIFTH THIRD BANCORP
13F
Company
0%
125
$2,000 31 Dec 2014
13F

Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q1 2015

As of 31 Mar 2015, Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by 43 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,658,990 shares. The largest 10 holders included MORGAN STANLEY, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Invesco Ltd., UBS Group AG, CAPROCK Group, Inc., BANK OF AMERICA CORP /DE/, INVESTMENT HOUSE LLC, and Detwiler Fenton Investment Management LLC. This page lists 43 institutional shareholders reporting positions in this security for the Q1 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders
42
Q1 2015 holders
43
Holder diff
1
Investor Q4 2014 Shares Q1 2015 Shares Share Diff Share Chg % Q4 2014 Value $ Q1 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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