Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,114,571
- Total 13F shares
- 8,658,990
- Share change
- +377,293
- Total reported value
- $152,600,918
- Price per share
- $17.62
- Number of holders
- 43
- Value change
- +$6,644,097
- Number of buys
- 18
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.9%
|
3,916,437
|
$68,929,000 | — | 31 Dec 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.2%
|
1,272,007
|
$22,387,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.1%
|
650,288
|
$11,445,000 | — | 31 Dec 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.92%
|
525,048
|
$9,241,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.81%
|
463,674
|
$8,160,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
0.45%
|
257,289
|
$4,528,000 | — | 31 Dec 2014 | |
| Caprock Group, LLC |
13F
|
Company |
0.45%
|
254,369
|
$4,477,000 | — | 31 Dec 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
150,243
|
$2,644,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
111,759
|
$1,967,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
108,957
|
$1,917,000 | — | 31 Dec 2014 | |
| Detwiler Fenton Investment Management LLC |
13F
|
Company |
0.19%
|
108,453
|
$1,909,000 | — | 31 Dec 2014 | |
| INVESTMENT HOUSE LLC |
13F
|
Company |
0.11%
|
64,930
|
$1,143,000 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.09%
|
51,752
|
$911,000 | — | 31 Dec 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.08%
|
48,251
|
$849,000 | — | 31 Dec 2014 | |
| Northeast Financial Consultants Inc |
13F
|
Company |
0.07%
|
41,690
|
$734,000 | — | 31 Dec 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.06%
|
32,058
|
$564,000 | — | 31 Dec 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.06%
|
31,736
|
$559,000 | — | 31 Dec 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.04%
|
20,000
|
$352,000 | — | 31 Dec 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.03%
|
19,352
|
$341,000 | — | 31 Dec 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.03%
|
19,243
|
$339,000 | — | 31 Dec 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.03%
|
19,398
|
$337,529 | — | 31 Dec 2014 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.03%
|
16,959
|
$298,000 | — | 31 Dec 2014 | |
| Fiduciary Trust Co International of Pennsylvania |
13F
|
Company |
0.03%
|
16,300
|
$287,000 | — | 31 Dec 2014 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.02%
|
13,747
|
$242,000 | — | 31 Dec 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
13,450
|
$236,000 | — | 31 Dec 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.02%
|
10,582
|
$186,000 | — | 31 Dec 2014 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
10,417
|
$183,000 | — | 31 Dec 2014 | |
| Creative Planning |
13F
|
Company |
0.01%
|
7,350
|
$129,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
7,344
|
$129,000 | — | 31 Dec 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
5,284
|
$93,000 | — | 31 Dec 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.01%
|
4,635
|
$82,000 | — | 31 Dec 2014 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0%
|
2,711
|
$48,000 | — | 31 Dec 2014 | |
| BOSTON PRIVATE BANK & TRUST CO |
13F
|
Company |
0%
|
2,500
|
$44,000 | — | 31 Dec 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,992
|
$35,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,500
|
$26,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
1,304
|
$22,943 | — | 31 Dec 2014 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0%
|
805
|
$14,000 | — | 31 Dec 2014 | |
| Baltimore-Washington Financial Advisors, Inc. |
13F
|
Company |
0%
|
500
|
$9,000 | — | 31 Dec 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
500
|
$9,000 | — | 31 Dec 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
443
|
$8,000 | — | 31 Dec 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
35,099
|
$6,177 | — | 31 Dec 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
125
|
$2,000 | — | 31 Dec 2014 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q1 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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