Security key
64129H104
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,114,571
- Total 13F shares
- 17,621,708
- Share change
- +1,287,497
- Total reported value
- $126,851,000
- Price per share
- $7.20
- Number of holders
- 48
- Value change
- +$9,252,814
- Number of buys
- 22
- Number of sells
- 26
Report period
Q3 2019
Institutions
48
Top holders
10
NML full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Neuberger Energy Infrastructure & Income Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 64129H104
Recent filing periods:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
9.5%
|
5,413,820
|
$40,657,000 | — | 30 Jun 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
4.4%
|
2,541,289
|
$19,072,000 | — | 30 Jun 2019 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
3.1%
|
1,792,393
|
$13,461,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.5%
|
1,418,313
|
$10,652,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
702,877
|
$5,279,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1%
|
578,911
|
$4,348,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.92%
|
525,951
|
$3,950,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.81%
|
460,817
|
$3,461,000 | — | 30 Jun 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.47%
|
269,199
|
$2,022,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.46%
|
261,778
|
$1,966,000 | — | 30 Jun 2019 | |
| HITE Hedge Asset Management LLC |
13F
|
Company |
0.45%
|
259,847
|
$1,951,000 | — | 30 Jun 2019 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
0.41%
|
233,200
|
$1,750,000 | — | 30 Jun 2019 | |
| HBK INVESTMENTS L P |
13F
|
Company |
0.41%
|
233,161
|
$1,751,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
217,830
|
$1,644,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.29%
|
165,851
|
$1,246,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.26%
|
146,917
|
$1,103,000 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.2%
|
116,964
|
$878,000 | — | 30 Jun 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.2%
|
114,912
|
$862,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.2%
|
113,505
|
$852,000 | — | 30 Jun 2019 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.18%
|
105,031
|
$789,000 | — | 30 Jun 2019 | |
| 6 Meridian |
13F
|
Company |
0.16%
|
92,342
|
$693,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.16%
|
90,242
|
$678,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.15%
|
86,707
|
$651,000 | — | 30 Jun 2019 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.09%
|
49,856
|
$374,000 | — | 30 Jun 2019 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.06%
|
33,864
|
$254,000 | — | 30 Jun 2019 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.06%
|
32,300
|
$243,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
26,407
|
$199,000 | — | 30 Jun 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.05%
|
25,957
|
$195,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
22,561
|
$169,000 | — | 30 Jun 2019 | |
| Belpointe Asset Management LLC |
13F
|
Company |
0.04%
|
20,000
|
$150,000 | — | 30 Jun 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
16,999
|
$128,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.03%
|
16,693
|
$125,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
16,246
|
$122,000 | — | 30 Jun 2019 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.02%
|
14,013
|
$105,000 | — | 30 Jun 2019 | |
| AE Wealth Management LLC |
13F
|
Company |
0.02%
|
13,567
|
$102,000 | — | 30 Jun 2019 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
0.02%
|
13,461
|
$101,000 | — | 30 Jun 2019 | |
| Aveo Capital Partners, LLC |
13F
|
Company |
0.02%
|
12,610
|
$97,000 | — | 30 Jun 2019 | |
| REGENTATLANTIC CAPITAL LLC |
13F
|
Company |
0.02%
|
11,590
|
$87,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
11,300
|
$85,000 | — | 30 Jun 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.02%
|
11,107
|
$83,000 | — | 30 Jun 2019 | |
| M&T BANK CORP |
13F
|
Company |
0.02%
|
10,885
|
$82,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.02%
|
10,689
|
$81,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.02%
|
10,132
|
$8,000 | — | 30 Jun 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
7,347
|
$55,000 | — | 30 Jun 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0%
|
2,000
|
$15,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
1,994
|
$14,000 | — | 30 Jun 2019 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0%
|
1,840
|
$14,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
1,777
|
$13,000 | — | 30 Jun 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0%
|
1,500
|
$11,000 | — | 30 Jun 2019 | |
| MANCHESTER FINANCIAL INC |
13F
|
Company |
0%
|
1,000
|
$8,000 | — | 30 Jun 2019 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q3 2019
As of 30 Sep 2019,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,621,708 shares.
The largest 10 holders included
MORGAN STANLEY, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Advisors Asset Management, Inc., UBS Group AG, COHEN & STEERS, INC., GUGGENHEIM CAPITAL LLC, KAYNE ANDERSON CAPITAL ADVISORS LP, HITE Hedge Asset Management LLC, and WELLS FARGO & COMPANY/MN.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
51
Q3 2019 holders
48
Holder diff
-3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.