Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 14,369,299
- Share change
- +1,424,773
- Total reported value
- $134,862,924
- Price per share
- $9.38
- Number of holders
- 49
- Value change
- +$13,426,546
- Number of buys
- 25
- Number of sells
- 21
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.5%
|
4,257,779
|
$40,449,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
3%
|
1,708,165
|
$16,228,000 | — | 30 Sep 2017 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.4%
|
1,343,964
|
$12,768,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
819,655
|
$7,787,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
805,887
|
$7,656,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.2%
|
677,995
|
$6,441,000 | — | 30 Sep 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
1.1%
|
625,000
|
$5,758,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.66%
|
377,164
|
$3,583,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.61%
|
345,607
|
$3,284,000 | — | 30 Sep 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.56%
|
321,769
|
$3,055,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.5%
|
283,959
|
$2,698,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.47%
|
267,778
|
$2,544,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.23%
|
133,755
|
$1,271,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
124,217
|
$1,180,000 | — | 30 Sep 2017 | |
| Salient Capital Advisors, LLC |
13F
|
Company |
0.14%
|
78,460
|
$745,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.13%
|
73,850
|
$702,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.11%
|
64,085
|
$609,000 | — | 30 Sep 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.1%
|
57,826
|
$551,000 | — | 30 Sep 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.1%
|
57,511
|
$546,000 | — | 30 Sep 2017 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.09%
|
53,279
|
$506,000 | — | 30 Sep 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
45,363
|
$430,000 | — | 30 Sep 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.07%
|
41,685
|
$396,000 | — | 30 Sep 2017 | |
| Greytown Advisors Inc. |
13F
|
Company |
0.07%
|
40,000
|
$380,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
38,102
|
$362,000 | — | 30 Sep 2017 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.05%
|
28,827
|
$274,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.05%
|
27,582
|
$262,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
25,840
|
$246,000 | — | 30 Sep 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.04%
|
24,944
|
$237,000 | — | 30 Sep 2017 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.04%
|
20,274
|
$193,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
20,097
|
$191,000 | — | 30 Sep 2017 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.03%
|
17,050
|
$162,000 | — | 30 Sep 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.03%
|
16,300
|
$155,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
15,633
|
$149,000 | — | 30 Sep 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
15,000
|
$142,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
14,404
|
$137,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
13,613
|
$129,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.02%
|
12,585
|
$120,000 | — | 30 Sep 2017 | |
| MOODY NATIONAL BANK TRUST DIVISION |
13F
|
Company |
0.02%
|
10,000
|
$95,000 | — | 30 Sep 2017 | |
| Hirtle Callaghan & Co LLC |
13F
|
Company |
0.02%
|
9,450
|
$90,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
7,072
|
$67,000 | — | 30 Sep 2017 | |
| Edge Advisors, LLC |
13F
|
Company |
0.01%
|
7,000
|
$66,000 | — | 30 Sep 2017 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0.01%
|
4,740
|
$45,000 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
3,500
|
$33,000 | — | 30 Sep 2017 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0%
|
1,350
|
$13,000 | — | 30 Sep 2017 | |
| JNBA Financial Advisors |
13F
|
Company |
0%
|
1,200
|
$11,000 | — | 30 Sep 2017 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0%
|
1,058
|
$10,051 | — | 30 Sep 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
1,151
|
$10,000 | — | 30 Sep 2017 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
696
|
$7,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
511
|
$5,000 | — | 30 Sep 2017 | |
| Smithfield Trust Co |
13F
|
Company |
0%
|
500
|
$5,000 | — | 30 Sep 2017 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q4 2017
As of 31 Dec 2017,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,369,299 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, UBS Group AG, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, COHEN & STEERS INC, Invesco Ltd., and STIFEL FINANCIAL CORP.
This page lists
49
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
50
Q4 2017 holders
49
Holder diff
-1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.