Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,114,571
- Total 13F shares
- 28,451,099
- Share change
- -1,268,486
- Total reported value
- $195,744,173
- Price per share
- $6.88
- Number of holders
- 71
- Value change
- -$8,730,734
- Number of buys
- 29
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
14%
|
7,776,632
|
$53,386,579 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
11%
|
6,385,890
|
$43,934,923 | — | 30 Jun 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
9.6%
|
5,463,481
|
$37,588,749 | — | 30 Jun 2023 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
4.6%
|
2,608,149
|
$17,944,065 | — | 30 Jun 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2%
|
1,145,905
|
$7,883,826 | — | 30 Jun 2023 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
2%
|
1,141,076
|
$7,850,603 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.9%
|
1,079,424
|
$7,426,439 | — | 30 Jun 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.65%
|
368,677
|
$2,536,497 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.6%
|
340,615
|
$2,364,070 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.6%
|
341,758
|
$2,351,293 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.58%
|
330,791
|
$2,275,847 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.48%
|
272,985
|
$1,878,134 | — | 30 Jun 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.39%
|
220,508
|
$1,499,454 | — | 30 Jun 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.35%
|
197,376
|
$1,357,947 | — | 30 Jun 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.29%
|
164,781
|
$1,133,693 | — | 30 Jun 2023 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.26%
|
148,861
|
$1,024,164 | — | 30 Jun 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.25%
|
144,450
|
$994,000 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
137,405
|
$945,347 | — | 30 Jun 2023 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.23%
|
133,650
|
$919,512 | — | 30 Jun 2023 | |
| Michelson Medical Research Foundation, Inc. |
13F
|
Company |
0.2%
|
115,872
|
$797,199 | — | 30 Jun 2023 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.2%
|
115,000
|
$791,200 | — | 30 Jun 2023 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
0.17%
|
97,447
|
$670,435 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.16%
|
92,955
|
$639,534 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.16%
|
91,137
|
$627,161 | — | 30 Jun 2023 | |
| Knollwood Investment Advisory, LLC |
13F
|
Company |
0.13%
|
75,853
|
$521,869 | — | 30 Jun 2023 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.13%
|
72,683
|
$500,059 | — | 30 Jun 2023 | |
| PFG Advisors |
13F
|
Company |
0.11%
|
60,472
|
$416,049 | — | 30 Jun 2023 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.1%
|
58,513
|
$402,569 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.08%
|
48,088
|
$330,000 | — | 30 Jun 2023 | |
| Antonetti Capital Management LLC |
13F
|
Company |
0.08%
|
44,400
|
$305,472 | — | 30 Jun 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.07%
|
39,889
|
$274,433 | — | 30 Jun 2023 | |
| Aveo Capital Partners, LLC |
13F
|
Company |
0.06%
|
32,223
|
$221,695 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
28,580
|
$197,000 | — | 30 Jun 2023 | |
| IFG Advisory, LLC |
13F
|
Company |
0.05%
|
26,805
|
$184,423 | — | 30 Jun 2023 | |
| Corient Private Wealth LLC |
13F
|
Company |
0.04%
|
25,000
|
$172,000 | — | 30 Jun 2023 | |
| First National Bank of Mount Dora, Trust Investment Services |
13F
|
Company |
0.04%
|
21,400
|
$147,232 | — | 30 Jun 2023 | |
| SkyView Investment Advisors, LLC |
13F
|
Company |
0.04%
|
21,079
|
$145,000 | — | 30 Jun 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.04%
|
20,488
|
$140,957 | — | 30 Jun 2023 | |
| Aristides Capital LLC |
13F
|
Company |
0.04%
|
20,456
|
$140,737 | — | 30 Jun 2023 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.03%
|
19,287
|
$132,695 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.03%
|
17,411
|
$119,788 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
17,066
|
$117,000 | — | 30 Jun 2023 | |
| Summit Trail Advisors, LLC |
13F
|
Company |
0.03%
|
14,471
|
$99,560 | — | 30 Jun 2023 | |
| Stratos Wealth Advisors, LLC |
13F
|
Company |
0.02%
|
14,000
|
$96,320 | — | 30 Jun 2023 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.02%
|
13,698
|
$94,240 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
13,679
|
$94,109 | — | 30 Jun 2023 | |
| Gladstone Institutional Advisory LLC |
13F
|
Company |
0.02%
|
13,510
|
$92,945 | — | 30 Jun 2023 | |
| Baker Ellis Asset Management LLC |
13F
|
Company |
0.02%
|
12,500
|
$86,000 | — | 30 Jun 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
12,396
|
$85,288 | — | 30 Jun 2023 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.02%
|
10,360
|
$71,277 | — | 30 Jun 2023 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q3 2023
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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