Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 56,301,985
- Total 13F shares
- 8,511,097
- Share change
- +1,294,190
- Total reported value
- $78,967,818
- Price per share
- $9.28
- Number of holders
- 48
- Value change
- +$12,017,088
- Number of buys
- 24
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.8%
|
3,848,487
|
$32,557,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
725,256
|
$6,136,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.1%
|
618,004
|
$5,228,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.91%
|
513,555
|
$4,345,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.45%
|
251,407
|
$2,127,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.37%
|
210,571
|
$1,781,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.32%
|
181,956
|
$1,540,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.14%
|
79,555
|
$673,000 | — | 30 Jun 2016 | |
| INVESTMENT HOUSE LLC |
13F
|
Company |
0.13%
|
75,000
|
$635,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
71,366
|
$592,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.12%
|
68,550
|
$580,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
64,327
|
$543,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
59,640
|
$505,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.1%
|
54,216
|
$459,000 | — | 30 Jun 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.08%
|
44,400
|
$376,000 | — | 30 Jun 2016 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.07%
|
40,179
|
$340,000 | — | 30 Jun 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
35,931
|
$303,000 | — | 30 Jun 2016 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.06%
|
33,000
|
$279,000 | — | 30 Jun 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.06%
|
31,733
|
$263,000 | — | 30 Jun 2016 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.05%
|
26,550
|
$225,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
25,253
|
$213,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
20,101
|
$170,000 | — | 30 Jun 2016 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.03%
|
19,171
|
$162,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
18,382
|
$156,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
18,317
|
$153,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
17,700
|
$149,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.03%
|
14,886
|
$126,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.02%
|
12,500
|
$105,000 | — | 30 Jun 2016 | |
| MOODY NATIONAL BANK TRUST DIVISION |
13F
|
Company |
0.02%
|
10,000
|
$85,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
8,798
|
$74,000 | — | 30 Jun 2016 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0.02%
|
8,750
|
$74,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
5,000
|
$42,000 | — | 30 Jun 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
5,000
|
$42,000 | — | 30 Jun 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
3,500
|
$30,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,987
|
$25,000 | — | 30 Jun 2016 | |
| Delphi Private Advisors LLC |
13F
|
Company |
0%
|
1,750
|
$15,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
1,200
|
$10,000 | — | 30 Jun 2016 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0%
|
1,058
|
$8,951 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,000
|
$8,000 | — | 30 Jun 2016 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0%
|
371
|
$3,000 | — | 30 Jun 2016 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q3 2016
As of 30 Sep 2016,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,511,097 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., GUGGENHEIM CAPITAL LLC, 1832 Asset Management L.P., Advisors Asset Management, Inc., UBS Group AG, COHEN & STEERS INC, STIFEL FINANCIAL CORP, and BANK OF AMERICA CORP /DE/.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
40
Q3 2016 holders
48
Holder diff
8
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.