Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)

Q: What does CUSIP 64129H104 represent in this 13F holders report?

CUSIP 64129H104 is the security identifier for NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock used to aggregate holder disclosures.

Q: How many institutions held NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in Q1 2017?

59 institutional investors reported NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock for Q1 2017. Use the holders table for investor-level position and value details.

CUSIP: 64129H104

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / Common Stock
Shares outstanding: 57,073,100
Total 13F shares: 11,207,676
Share change: +1,028,485
Total reported value: $113,499,381
Price per share: $10.13
Number of holders: 59
Value change: +$10,524,714
Number of buys: 29
Number of sells: 28

Quarterly Holders Quick Answers

What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.

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Related Filing Research

Latest 13F filings for newly reported positions.
Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
Latest 10-Q/10-K reports for financial context tied to this issuer.
Recent insider transactions for executive and insider activity.
SEC investors directory and top value investors for manager drilldown.
Back to full security ownership history.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 64129H104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	6.7%	3,815,757	$35,831,000	—	31 Dec 2016	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	1.9%	1,056,242	$9,918,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.3%	723,731	$6,795,000	—	31 Dec 2016	13F
Advisors Asset Management, Inc.	13F	Company	1.1%	640,859	$6,018,000	—	31 Dec 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.97%	551,337	$5,177,000	—	31 Dec 2016	13F
1832 Asset Management L.P.	13F	Company	0.88%	500,000	$4,695,000	—	31 Dec 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.58%	328,173	$3,082,000	—	31 Dec 2016	13F
COHEN & STEERS, INC.	13F	Company	0.57%	322,569	$3,029,000	—	31 Dec 2016	13F
STIFEL FINANCIAL CORP	13F	Company	0.48%	275,152	$2,581,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	0.45%	255,862	$2,403,000	—	31 Dec 2016	13F
Polianta Ltd	13F	Company	0.26%	146,300	$1,373,000	—	31 Dec 2016	13F
Matisse Capital	13F	Company	0.23%	130,814	$1,228,000	—	31 Dec 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.23%	130,286	$1,223,000	—	31 Dec 2016	13F
Invesco Ltd.	13F	Company	0.16%	93,466	$878,000	—	31 Dec 2016	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.14%	77,300	$726,000	—	31 Dec 2016	13F
Salient Capital Advisors, LLC	13F	Company	0.13%	75,976	$713,000	—	31 Dec 2016	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	0.12%	69,737	$655,000	—	31 Dec 2016	13F
CITIGROUP INC	13F	Company	0.11%	62,994	$592,000	—	31 Dec 2016	13F
TFS CAPITAL LLC	13F	Company	0.11%	62,550	$587,000	—	31 Dec 2016	13F
LPL Financial LLC	13F	Company	0.1%	59,578	$565,000	—	31 Dec 2016	13F
OPPENHEIMER & CO INC	13F	Company	0.1%	59,283	$557,000	—	31 Dec 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.1%	57,837	$543,000	—	31 Dec 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.09%	54,187	$509,000	—	31 Dec 2016	13F
CORNERSTONE ADVISORS INC	13F	Company	0.09%	53,300	$500,000	—	31 Dec 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.08%	46,785	$439,000	—	31 Dec 2016	13F
Hollow Brook Wealth Management LLC	13F	Company	0.08%	43,842	$412,000	—	31 Dec 2016	13F
Greytown Advisors Inc.	13F	Company	0.07%	40,000	$376,000	—	31 Dec 2016	13F
BB&T SECURITIES, LLC	13F	Company	0.06%	36,105	$335,000	—	31 Dec 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.06%	33,937	$319,000	—	31 Dec 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.06%	33,135	$311,000	—	31 Dec 2016	13F
Virtu KCG Holdings LLC	13F	Company	0.06%	31,996	$300,000	—	31 Dec 2016	13F
Neuberger Berman Group LLC	13F	Company	0.05%	28,057	$263,000	—	31 Dec 2016	13F
IFP Advisors, Inc	13F	Company	0.04%	25,622	$241,000	—	31 Dec 2016	13F
Advisor Group, Inc.	13F	Company	0.04%	25,120	$236,000	—	31 Dec 2016	13F
INVESTMENT CENTERS OF AMERICA INC	13F	Company	0.04%	23,340	$218,000	—	31 Dec 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.04%	22,030	$207,000	—	31 Dec 2016	13F
Merriman Wealth Management, LLC	13F	Company	0.03%	19,000	$180,000	—	31 Dec 2016	13F
D.A. DAVIDSON & CO.	13F	Company	0.03%	18,700	$175,000	—	31 Dec 2016	13F
STALEY CAPITAL ADVISERS INC	13F	Company	0.03%	17,050	$160,000	—	31 Dec 2016	13F
WEDBUSH SECURITIES INC	13F	Company	0.03%	15,349	$144,000	—	31 Dec 2016	13F
INVESTMENT HOUSE LLC	13F	Company	0.03%	15,000	$141,000	—	31 Dec 2016	13F
HighTower Advisors, LLC	13F	Company	0.02%	13,129	$125,000	—	31 Dec 2016	13F
CITADEL ADVISORS LLC	13F	Company	0.02%	10,873	$102,000	—	31 Dec 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.02%	10,511	$99,000	—	31 Dec 2016	13F
GSA CAPITAL PARTNERS LLP	13F	Company	0.02%	10,504	$99,000	—	31 Dec 2016	13F
Edge Advisors, LLC	13F	Company	0.02%	10,425	$97,000	—	31 Dec 2016	13F
MOODY NATIONAL BANK TRUST DIVISION	13F	Company	0.02%	10,000	$94,000	—	31 Dec 2016	13F
Hirtle Callaghan & Co LLC	13F	Company	0.02%	9,350	$88,000	—	31 Dec 2016	13F
DELTA ASSET MANAGEMENT LLC/TN	13F	Company	0.01%	6,950	$65,000	—	31 Dec 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	4,767	$44,000	—	31 Dec 2016	13F

Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q1 2017

As of 31 Mar 2017, Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by 59 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,207,676 shares. The largest 10 holders included MORGAN STANLEY, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, 1832 Asset Management L.P., GUGGENHEIM CAPITAL LLC, COHEN & STEERS INC, ROYAL BANK OF CANADA, UBS Group AG, and AMERIPRISE FINANCIAL INC. This page lists 59 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

Q1 2017 holders

Holder diff

-2

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.