Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)

Q: What does CUSIP 64129H104 represent in this 13F holders report?

CUSIP 64129H104 is the security identifier for NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock used to aggregate holder disclosures.

Q: How many institutions held NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in Q4 2014?

42 institutional investors reported NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock for Q4 2014. Use the holders table for investor-level position and value details.

CUSIP: 64129H104

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class: Equity / Common Stock
Shares outstanding: 56,301,985
Total 13F shares: 8,320,481
Share change: +86,493
Total reported value: $145,822,649
Price per share: $17.60
Number of holders: 42
Value change: +$943,548
Number of buys: 20
Number of sells: 25

Quarterly Holders Quick Answers

What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2015
Previous quarter: Q3 2014

Recent filing periods for CUSIP 64129H104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	7.5%	4,213,812	$91,313,000	—	30 Sep 2014	13F
Advisors Asset Management, Inc.	13F	Company	2.2%	1,252,877	$27,150,000	—	30 Sep 2014	13F
Invesco Ltd.	13F	Company	1%	562,100	$12,181,000	—	30 Sep 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.82%	461,047	$9,990,000	—	30 Sep 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.68%	382,668	$8,293,000	—	30 Sep 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.22%	124,825	$2,705,000	—	30 Sep 2014	13F
UBS AG	13F	Company	0.22%	123,891	$2,684,000	—	30 Sep 2014	13F
LPL Financial LLC	13F	Company	0.22%	122,252	$2,614,000	—	30 Sep 2014	13F
Detwiler Fenton Investment Management LLC	13F	Company	0.2%	112,753	$2,444,000	—	30 Sep 2014	13F
JANE STREET GROUP, LLC	13F	Company	0.14%	78,719	$1,706,000	—	30 Sep 2014	13F
CITIGROUP INC	13F	Company	0.09%	49,124	$1,064,000	—	30 Sep 2014	13F
NATIONAL PLANNING CORP	13F	Company	0.05%	27,816	$604,000	—	30 Sep 2014	13F
Janney Montgomery Scott LLC	13F	Company	0.05%	27,833	$603,141	—	30 Sep 2014	13F
Investors Capital Advisory Services	13F	Company	0.04%	25,000	$541,000	—	30 Sep 2014	13F
OPPENHEIMER & CO INC	13F	Company	0.04%	23,271	$504,000	—	30 Sep 2014	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.04%	23,167	$502,000	—	30 Sep 2014	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.04%	21,578	$468,000	—	30 Sep 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.03%	17,269	$374,000	—	30 Sep 2014	13F
Northeast Financial Consultants Inc	13F	Company	0.03%	17,250	$374,000	—	30 Sep 2014	13F
TRUIST FINANCIAL CORP	13F	Company	0.03%	17,056	$370,000	—	30 Sep 2014	13F
SENTINEL TRUST CO LBA	13F	Company	0.03%	16,250	$352,000	—	30 Sep 2014	13F
Neuberger Berman Group LLC	13F	Company	0.02%	13,642	$295,000	—	30 Sep 2014	13F
Dorsey & Whitney Trust CO LLC	13F	Company	0.02%	13,567	$294,000	—	30 Sep 2014	13F
BECK CAPITAL MANAGEMENT, LLC	13F	Company	0.02%	13,751	$276,000	—	30 Sep 2014	13F
DEUTSCHE BANK AG\	13F	Company	0.02%	12,050	$261,000	—	30 Sep 2014	13F
Private Advisor Group, LLC	13F	Company	0.02%	11,549	$250,000	—	30 Sep 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	9,933	$215,000	—	30 Sep 2014	13F
THOMPSON DAVIS & CO., INC.	13F	Company	0.01%	5,367	$116,000	—	30 Sep 2014	13F
NEW ENGLAND SECURITIES CORP /MA/	13F	Company	0.01%	5,135	$111,000	—	30 Sep 2014	13F
MSI Financial Services Inc	13F	Company	0.01%	4,068	$88,000	—	30 Sep 2014	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.01%	3,750	$81,000	—	30 Sep 2014	13F
MassMutual Private Wealth & Trust, FSB	13F	Company	0.01%	3,200	$69,344	—	30 Sep 2014	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.01%	3,201	$69,000	—	30 Sep 2014	13F
BOSTON PRIVATE BANK & TRUST CO	13F	Company	0%	2,500	$54,000	—	30 Sep 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0%	2,026	$44,000	—	30 Sep 2014	13F
PRIVATE TRUST CO NA	13F	Company	0%	1,300	$28,000	—	30 Sep 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	1,208	$26,166	—	30 Sep 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	1,092	$24,000	—	30 Sep 2014	13F
BARCLAYS PLC	13F	Company	0%	1,000	$21,000	—	30 Sep 2014	13F
FIFTH THIRD BANCORP	13F	Company	0%	625	$14,000	—	30 Sep 2014	13F
Gary Goldberg Planning Services Inc	13F	Company	0%	600	$13,000	—	30 Sep 2014	13F
Baltimore-Washington Financial Advisors, Inc.	13F	Company	0%	500	$11,000	—	30 Sep 2014	13F
NEXT Financial Group, Inc	13F	Company	0%	500	$11,000	—	30 Sep 2014	13F
BB&T SECURITIES, LLC	13F	Company	0.08%	44,325	$9,605	—	30 Sep 2014	13F

Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q4 2014

As of 31 Dec 2014, Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by 42 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,320,481 shares. The largest 10 holders included MORGAN STANLEY, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, Invesco Ltd., WELLS FARGO & COMPANY/MN, UBS Group AG, CAPROCK Group, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, LPL Financial LLC, and BANK OF AMERICA CORP /DE/. This page lists 42 institutional shareholders reporting positions in this security for the Q4 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2014 vs Q3 2014 Across Filers

Q3 2014 holders

Q4 2014 holders

Holder diff

-2

Investor	Q3 2014 Shares	Q4 2014 Shares	Share Diff	Share Chg %	Q3 2014 Value $	Q4 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.