Security key
64129H104
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,114,571
- Total 13F shares
- 30,638,636
- Share change
- +1,814,893
- Total reported value
- $187,471,892
- Price per share
- $6.12
- Number of holders
- 60
- Value change
- +$11,061,205
- Number of buys
- 18
- Number of sells
- 31
Report period
Q3 2022
Institutions
60
Top holders
10
NML full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
Neuberger Energy Infrastructure & Income Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 64129H104
Recent filing periods:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
14%
|
7,729,031
|
$46,297,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
11%
|
6,448,415
|
$38,690,000 | — | 30 Jun 2022 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
5.9%
|
3,360,534
|
$20,163,000 | — | 30 Jun 2022 | |
| Saba Capital Management, L.P. |
13F
|
Company |
5.1%
|
2,917,057
|
$17,502,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.3%
|
1,292,064
|
$7,752,000 | — | 30 Jun 2022 | |
| 1832 Asset Management L.P. |
13F
|
Company |
1.5%
|
879,014
|
$5,274,000 | — | 30 Jun 2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
817,431
|
$4,970,000 | — | 30 Jun 2022 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
1.2%
|
706,015
|
$4,236,000 | — | 30 Jun 2022 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.74%
|
419,898
|
$2,809,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.7%
|
402,297
|
$2,414,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.69%
|
396,710
|
$2,380,000 | — | 30 Jun 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.65%
|
372,233
|
$2,233,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.57%
|
326,819
|
$1,961,000 | — | 30 Jun 2022 | |
| Almitas Capital LLC |
13F
|
Company |
0.56%
|
322,537
|
$1,935,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.52%
|
294,383
|
$1,766,000 | — | 30 Jun 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.42%
|
241,132
|
$1,447,000 | — | 30 Jun 2022 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.4%
|
230,569
|
$1,383,000 | — | 30 Jun 2022 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.32%
|
180,859
|
$1,085,000 | — | 30 Jun 2022 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.23%
|
129,500
|
$777,000 | — | 30 Jun 2022 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.23%
|
128,840
|
$773,000 | — | 30 Jun 2022 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
0.18%
|
105,547
|
$633,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.18%
|
104,507
|
$627,000 | — | 30 Jun 2022 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.18%
|
100,510
|
$603,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.16%
|
89,411
|
$536,000 | — | 30 Jun 2022 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.11%
|
60,500
|
$363,000 | — | 30 Jun 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
57,489
|
$346,000 | — | 30 Jun 2022 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.1%
|
54,309
|
$326,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
47,516
|
$285,000 | — | 30 Jun 2022 | |
| Hightower 6M Holding, LLC |
13F
|
Company |
0.08%
|
44,026
|
$264,000 | — | 30 Jun 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.07%
|
37,871
|
$227,000 | — | 30 Jun 2022 | |
| BOENNING & SCATTERGOOD, INC. |
13F
|
Company |
0.06%
|
35,200
|
$211,000 | — | 30 Jun 2022 | |
| Antonetti Capital Management LLC |
13F
|
Company |
0.06%
|
33,400
|
$200,000 | — | 30 Jun 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
30,856
|
$185,000 | — | 30 Jun 2022 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.05%
|
27,400
|
$164,000 | — | 30 Jun 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.04%
|
25,162
|
$151,000 | — | 30 Jun 2022 | |
| Matisse Capital |
13F
|
Company |
0.04%
|
24,200
|
$145,000 | — | 30 Jun 2022 | |
| SkyView Investment Advisors, LLC |
13F
|
Company |
0.04%
|
23,242
|
$139,000 | — | 30 Jun 2022 | |
| Bordeaux Wealth Advisors LLC |
13F
|
Company |
0.04%
|
21,500
|
$129,000 | — | 30 Jun 2022 | |
| First National Bank of Mount Dora, Trust Investment Services |
13F
|
Company |
0.04%
|
21,400
|
$128,000 | — | 30 Jun 2022 | |
| Aristides Capital LLC |
13F
|
Company |
0.04%
|
20,456
|
$123,000 | — | 30 Jun 2022 | |
| Aveo Capital Partners, LLC |
13F
|
Company |
0.04%
|
20,030
|
$120,000 | — | 30 Jun 2022 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.03%
|
19,287
|
$116,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.03%
|
18,232
|
$109,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
16,458
|
$98,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
16,024
|
$96,000 | — | 30 Jun 2022 | |
| Summit Trail Advisors, LLC |
13F
|
Company |
0.03%
|
14,471
|
$87,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
14,198
|
$85,000 | — | 30 Jun 2022 | |
| Pathway Financial Advisors LLC |
13F
|
Company |
0.02%
|
13,821
|
$83,000 | — | 30 Jun 2022 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.02%
|
13,600
|
$82,000 | — | 30 Jun 2022 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.02%
|
13,574
|
$81,000 | — | 30 Jun 2022 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q3 2022
As of 30 Sep 2022,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
30,638,636 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, MORGAN STANLEY, Saba Capital Management, L.P., PRIVATE MANAGEMENT GROUP INC, Advisors Asset Management, Inc., 1832 Asset Management L.P., Cornerstone Advisors, LLC, Relative Value Partners Group, LLC, WELLS FARGO & COMPANY/MN, and Quantedge Capital Pte Ltd.
This page lists
60
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
68
Q3 2022 holders
60
Holder diff
-8
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.