Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 12,209,747
- Share change
- +1,002,071
- Total reported value
- $117,482,178
- Price per share
- $9.62
- Number of holders
- 57
- Value change
- +$9,536,152
- Number of buys
- 28
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.1%
|
4,024,620
|
$40,770,000 | — | 31 Mar 2017 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.9%
|
1,075,704
|
$10,897,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.6%
|
919,642
|
$9,316,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
864,324
|
$8,756,000 | — | 31 Mar 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
1.1%
|
625,000
|
$6,343,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1%
|
585,096
|
$5,927,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.59%
|
338,995
|
$3,434,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.57%
|
327,977
|
$3,323,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.52%
|
298,220
|
$3,021,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.5%
|
284,473
|
$2,879,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.5%
|
283,353
|
$2,873,000 | — | 31 Mar 2017 | |
| Polianta Ltd |
13F
|
Company |
0.26%
|
146,300
|
$1,482,000 | — | 31 Mar 2017 | |
| Salient Capital Advisors, LLC |
13F
|
Company |
0.25%
|
140,661
|
$1,425,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
122,953
|
$1,246,000 | — | 31 Mar 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.18%
|
101,473
|
$1,028,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.16%
|
92,118
|
$933,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.14%
|
77,630
|
$786,000 | — | 31 Mar 2017 | |
| Matisse Capital |
13F
|
Company |
0.13%
|
75,706
|
$767,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
67,948
|
$689,000 | — | 31 Mar 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.12%
|
67,367
|
$682,000 | — | 31 Mar 2017 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.11%
|
65,325
|
$662,000 | — | 31 Mar 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.1%
|
59,636
|
$604,000 | — | 31 Mar 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.1%
|
57,837
|
$543,000 | — | 31 Mar 2017 | |
| Greytown Advisors Inc. |
13F
|
Company |
0.07%
|
40,000
|
$405,000 | — | 31 Mar 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.07%
|
37,100
|
$376,000 | — | 31 Mar 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
36,117
|
$365,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
29,646
|
$300,000 | — | 31 Mar 2017 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.05%
|
28,269
|
$286,000 | — | 31 Mar 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
28,098
|
$284,000 | — | 31 Mar 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.05%
|
27,159
|
$275,000 | — | 31 Mar 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.04%
|
24,807
|
$251,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
23,099
|
$234,000 | — | 31 Mar 2017 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
0.04%
|
22,990
|
$234,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.04%
|
22,582
|
$229,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
22,431
|
$227,000 | — | 31 Mar 2017 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.03%
|
17,050
|
$173,000 | — | 31 Mar 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
15,500
|
$157,000 | — | 31 Mar 2017 | |
| INVESTMENT HOUSE LLC |
13F
|
Company |
0.03%
|
15,000
|
$152,000 | — | 31 Mar 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
14,471
|
$147,000 | — | 31 Mar 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
13,000
|
$131,000 | — | 31 Mar 2017 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.02%
|
12,662
|
$128,000 | — | 31 Mar 2017 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.02%
|
10,693
|
$108,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
10,074
|
$102,000 | — | 31 Mar 2017 | |
| MOODY NATIONAL BANK TRUST DIVISION |
13F
|
Company |
0.02%
|
10,000
|
$101,000 | — | 31 Mar 2017 | |
| Hirtle Callaghan & Co LLC |
13F
|
Company |
0.02%
|
9,350
|
$95,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
8,023
|
$81,000 | — | 31 Mar 2017 | |
| Edge Advisors, LLC |
13F
|
Company |
0.01%
|
7,000
|
$70,000 | — | 31 Mar 2017 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0.01%
|
6,450
|
$65,000 | — | 31 Mar 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
3,500
|
$35,000 | — | 31 Mar 2017 | |
| Delphi Private Advisors LLC |
13F
|
Company |
0%
|
1,750
|
$18,000 | — | 31 Mar 2017 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q2 2017
As of 30 Jun 2017,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
57 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,209,747 shares.
The largest 10 holders included
MORGAN STANLEY, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, 1832 Asset Management L.P., UBS Group AG, COHEN & STEERS INC, STIFEL FINANCIAL CORP, and AMERIPRISE FINANCIAL INC.
This page lists
57
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
59
Q2 2017 holders
57
Holder diff
-2
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.