Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 23,555,361
- Share change
- +907,749
- Total reported value
- $116,316,000
- Price per share
- $4.93
- Number of holders
- 66
- Value change
- +$4,493,170
- Number of buys
- 22
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
10%
|
5,780,307
|
$28,844,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
7.9%
|
4,523,351
|
$22,617,000 | — | 30 Jun 2021 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
6.1%
|
3,457,662
|
$17,288,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
2.1%
|
1,223,585
|
$6,118,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.7%
|
977,738
|
$4,889,000 | — | 30 Jun 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1%
|
575,180
|
$2,876,000 | — | 30 Jun 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.94%
|
535,792
|
$2,679,000 | — | 30 Jun 2021 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0.8%
|
453,997
|
$2,270,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.79%
|
449,863
|
$2,249,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.71%
|
404,268
|
$2,021,000 | — | 30 Jun 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.69%
|
391,611
|
$1,958,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.63%
|
356,838
|
$1,784,000 | — | 30 Jun 2021 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.53%
|
301,469
|
$1,507,000 | — | 30 Jun 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.49%
|
277,486
|
$1,387,000 | — | 30 Jun 2021 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.43%
|
247,310
|
$1,236,000 | — | 30 Jun 2021 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.39%
|
219,959
|
$1,100,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.3%
|
169,538
|
$848,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.29%
|
167,894
|
$839,000 | — | 30 Jun 2021 | |
| 6 Meridian |
13F
|
Company |
0.28%
|
157,609
|
$788,000 | — | 30 Jun 2021 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.27%
|
156,300
|
$781,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.27%
|
155,446
|
$777,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.26%
|
148,437
|
$743,000 | — | 30 Jun 2021 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.23%
|
133,868
|
$669,000 | — | 30 Jun 2021 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.23%
|
130,990
|
$655,000 | — | 30 Jun 2021 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
0.22%
|
124,775
|
$624,000 | — | 30 Jun 2021 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.21%
|
121,278
|
$606,000 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.19%
|
109,790
|
$549,000 | — | 30 Jun 2021 | |
| Bordeaux Wealth Advisors LLC |
13F
|
Company |
0.19%
|
107,292
|
$536,000 | — | 30 Jun 2021 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.17%
|
97,006
|
$485,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.16%
|
89,522
|
$448,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
62,347
|
$312,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.09%
|
53,711
|
$269,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.08%
|
45,514
|
$228,000 | — | 30 Jun 2021 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.08%
|
43,825
|
$219,000 | — | 30 Jun 2021 | |
| Aveo Capital Partners, LLC |
13F
|
Company |
0.05%
|
29,830
|
$149,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
26,326
|
$132,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
24,694
|
$123,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.04%
|
23,601
|
$118,000 | — | 30 Jun 2021 | |
| First National Bank of Mount Dora, Trust Investment Services |
13F
|
Company |
0.04%
|
21,400
|
$107,000 | — | 30 Jun 2021 | |
| Aristides Capital LLC |
13F
|
Company |
0.04%
|
20,456
|
$102,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.04%
|
20,000
|
$100,000 | — | 30 Jun 2021 | |
| USCA RIA LLC |
13F
|
Company |
0.03%
|
18,287
|
$91,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
17,052
|
$85,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
14,563
|
$73,000 | — | 30 Jun 2021 | |
| Spire Wealth Management |
13F
|
Company |
0.03%
|
14,540
|
$73,000 | — | 30 Jun 2021 | |
| Summit Trail Advisors, LLC |
13F
|
Company |
0.03%
|
14,471
|
$72,000 | — | 30 Jun 2021 | |
| Gladstone Institutional Advisory LLC |
13F
|
Company |
0.02%
|
13,226
|
$66,000 | — | 30 Jun 2021 | |
| Successful Portfolios LLC |
13F
|
Company |
0.02%
|
12,700
|
$64,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.02%
|
11,712
|
$59,000 | — | 30 Jun 2021 | |
| Calamos Advisors LLC |
13F
|
Company |
0.02%
|
10,852
|
$54,000 | — | 30 Jun 2021 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q3 2021
As of 30 Sep 2021,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
66 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,555,361 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, Matisse Capital, Advisors Asset Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, Quantedge Capital Pte Ltd, PATHSTONE FAMILY OFFICE, LLC, AMERIPRISE FINANCIAL INC, and Cornerstone Advisors, LLC.
This page lists
66
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
66
Q3 2021 holders
66
Holder diff
0
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.