Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 10,182,886
- Share change
- +1,473,847
- Total reported value
- $95,616,935
- Price per share
- $9.39
- Number of holders
- 61
- Value change
- +$13,848,114
- Number of buys
- 31
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.8%
|
3,872,419
|
$35,936,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
685,171
|
$6,358,000 | — | 30 Sep 2016 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.9%
|
514,191
|
$4,772,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.89%
|
507,323
|
$4,708,000 | — | 30 Sep 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.88%
|
500,000
|
$4,640,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.87%
|
496,973
|
$4,612,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.47%
|
268,325
|
$2,490,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.37%
|
211,713
|
$1,965,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.35%
|
200,148
|
$1,859,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.3%
|
168,883
|
$1,567,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.23%
|
131,747
|
$1,223,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.21%
|
118,414
|
$1,099,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.14%
|
82,753
|
$768,000 | — | 30 Sep 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.12%
|
67,300
|
$625,000 | — | 30 Sep 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.12%
|
66,969
|
$621,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
67,392
|
$611,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
55,532
|
$515,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.08%
|
46,249
|
$429,000 | — | 30 Sep 2016 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.08%
|
44,103
|
$409,000 | — | 30 Sep 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
36,105
|
$335,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.06%
|
35,596
|
$330,000 | — | 30 Sep 2016 | |
| INVESTMENT HOUSE LLC |
13F
|
Company |
0.06%
|
35,000
|
$325,000 | — | 30 Sep 2016 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.06%
|
33,716
|
$313,000 | — | 30 Sep 2016 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.06%
|
33,000
|
$306,000 | — | 30 Sep 2016 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.05%
|
26,550
|
$246,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.05%
|
25,918
|
$241,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
25,372
|
$236,000 | — | 30 Sep 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.04%
|
25,064
|
$233,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
17,700
|
$164,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
17,372
|
$161,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
13,712
|
$129,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
11,200
|
$104,000 | — | 30 Sep 2016 | |
| MOODY NATIONAL BANK TRUST DIVISION |
13F
|
Company |
0.02%
|
10,000
|
$93,000 | — | 30 Sep 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
10,103
|
$92,000 | — | 30 Sep 2016 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0.01%
|
6,950
|
$64,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
5,745
|
$53,000 | — | 30 Sep 2016 | |
| Evercore Wealth Management, LLC |
13F
|
Company |
0.01%
|
5,460
|
$51,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
5,000
|
$46,000 | — | 30 Sep 2016 | |
| JNBA Financial Advisors |
13F
|
Company |
0.01%
|
5,000
|
$46,000 | — | 30 Sep 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
5,000
|
$46,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
4,615
|
$43,000 | — | 30 Sep 2016 | |
| Cable Hill Partners, LLC |
13F
|
Company |
0.01%
|
3,646
|
$33,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
3,500
|
$32,000 | — | 30 Sep 2016 | |
| Delphi Private Advisors LLC |
13F
|
Company |
0%
|
1,750
|
$16,000 | — | 30 Sep 2016 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0%
|
1,058
|
$9,818 | — | 30 Sep 2016 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
696
|
$6,000 | — | 30 Sep 2016 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0%
|
379
|
$4,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
285
|
$3,000 | — | 30 Sep 2016 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q4 2016
As of 31 Dec 2016,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
61 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,182,886 shares.
The largest 10 holders included
MORGAN STANLEY, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, 1832 Asset Management L.P., ROYAL BANK OF CANADA, COHEN & STEERS INC, STIFEL FINANCIAL CORP, and UBS Group AG.
This page lists
61
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
48
Q4 2016 holders
61
Holder diff
13
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.