Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 7,229,407
- Share change
- -231,188
- Total reported value
- $61,137,951
- Price per share
- $8.46
- Number of holders
- 40
- Value change
- -$1,768,309
- Number of buys
- 19
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.7%
|
3,847,257
|
$26,778,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.3%
|
716,831
|
$4,989,000 | — | 31 Mar 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.2%
|
689,747
|
$4,801,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
620,691
|
$4,320,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.77%
|
441,372
|
$3,072,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.44%
|
250,379
|
$1,743,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.39%
|
219,868
|
$1,530,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
137,030
|
$850,000 | — | 31 Mar 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.09%
|
51,870
|
$361,000 | — | 31 Mar 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
48,791
|
$340,000 | — | 31 Mar 2016 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.07%
|
39,378
|
$274,000 | — | 31 Mar 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
34,663
|
$241,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
30,461
|
$212,000 | — | 31 Mar 2016 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.05%
|
26,550
|
$185,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.04%
|
24,208
|
$168,000 | — | 31 Mar 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
23,229
|
$162,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
21,570
|
$150,000 | — | 31 Mar 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
20,200
|
$140,000 | — | 31 Mar 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
19,093
|
$133,000 | — | 31 Mar 2016 | |
| Caprock Group, LLC |
13F
|
Company |
0.03%
|
18,863
|
$131,000 | — | 31 Mar 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.03%
|
18,350
|
$127,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
18,180
|
$126,000 | — | 31 Mar 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.03%
|
17,854
|
$124,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
16,463
|
$115,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.03%
|
15,741
|
$110,000 | — | 31 Mar 2016 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.02%
|
12,197
|
$85,000 | — | 31 Mar 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
10,407
|
$72,000 | — | 31 Mar 2016 | |
| MOODY NATIONAL BANK TRUST DIVISION |
13F
|
Company |
0.02%
|
10,000
|
$70,000 | — | 31 Mar 2016 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0.02%
|
8,750
|
$61,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
5,000
|
$35,000 | — | 31 Mar 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
5,000
|
$35,000 | — | 31 Mar 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
4,093
|
$33,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
2,630
|
$18,000 | — | 31 Mar 2016 | |
| Integrated Wealth Management |
13F
|
Company |
0%
|
2,200
|
$15,000 | — | 31 Mar 2016 | |
| Delphi Private Advisors LLC |
13F
|
Company |
0%
|
1,750
|
$12,000 | — | 31 Mar 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
1,700
|
$11,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,424
|
$10,000 | — | 31 Mar 2016 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0%
|
1,058
|
$7,364 | — | 31 Mar 2016 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0%
|
366
|
$3,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
128
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q2 2016
As of 30 Jun 2016,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,229,407 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., UBS Group AG, Invesco Ltd., BANK OF AMERICA CORP /DE/, CITIGROUP INC, INVESTMENT HOUSE LLC, and LPL Financial LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
40
Q2 2016 holders
40
Holder diff
0
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.