Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)

Q: What does CUSIP 64129H104 represent in this 13F holders report?

CUSIP 64129H104 is the security identifier for NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock used to aggregate holder disclosures.

Q: How many institutions held NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in Q4 2020?

61 institutional investors reported NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock for Q4 2020. Use the holders table for investor-level position and value details.

CUSIP: 64129H104

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class: Equity / Common Stock
Shares outstanding: 57,073,100
Total 13F shares: 22,908,085
Share change: -795,825
Total reported value: $77,288,110
Price per share: $3.37
Number of holders: 61
Value change: +$304,432
Number of buys: 29
Number of sells: 31

Quarterly Holders Quick Answers

What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.

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Newer quarter: Q1 2021
Previous quarter: Q3 2020

Recent filing periods for CUSIP 64129H104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	9.6%	5,476,482	$13,034,000	—	30 Sep 2020	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	8.2%	4,682,466	$11,168,000	—	30 Sep 2020	13F
PRIVATE MANAGEMENT GROUP INC	13F	Company	5%	2,846,571	$6,775,000	—	30 Sep 2020	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	3.9%	2,250,801	$5,357,000	—	30 Sep 2020	13F
Advisors Asset Management, Inc.	13F	Company	1.6%	939,515	$2,236,000	—	30 Sep 2020	13F
Cornerstone Advisors, LLC	13F	Company	0.93%	532,448	$1,267,000	—	30 Sep 2020	13F
ROYAL BANK OF CANADA	13F	Company	0.93%	531,783	$1,265,000	—	30 Sep 2020	13F
PATHSTONE FAMILY OFFICE, LLC	13F	Company	0.85%	486,886	$1,159,000	—	30 Sep 2020	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.81%	464,984	$1,107,000	—	30 Sep 2020	13F
STIFEL FINANCIAL CORP	13F	Company	0.78%	444,062	$1,057,000	—	30 Sep 2020	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.76%	432,145	$1,029,000	—	30 Sep 2020	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.63%	356,863	$849,000	—	30 Sep 2020	13F
Curi Capital, LLC	13F	Company	0.54%	306,235	$729,000	—	30 Sep 2020	13F
UBS Group AG	13F	Company	0.52%	296,693	$706,000	—	30 Sep 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.5%	283,567	$675,000	—	30 Sep 2020	13F
STEEL GROVE CAPITAL ADVISORS, LLC	13F	Company	0.42%	238,615	$568,000	—	30 Sep 2020	13F
6 Meridian	13F	Company	0.42%	238,136	$567,000	—	30 Sep 2020	13F
KAYNE ANDERSON CAPITAL ADVISORS LP	13F	Company	0.41%	233,647	$555,000	—	30 Sep 2020	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.38%	216,271	$514,000	—	30 Sep 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	0.33%	186,460	$445,000	—	30 Sep 2020	13F
STALEY CAPITAL ADVISERS INC	13F	Company	0.33%	186,300	$443,000	—	30 Sep 2020	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.3%	168,644	$401,000	—	30 Sep 2020	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.19%	107,196	$255,000	—	30 Sep 2020	13F
TRUIST FINANCIAL CORP	13F	Company	0.19%	106,380	$253,000	—	30 Sep 2020	13F
OTA Financial Group L.P.	13F	Company	0.18%	100,886	$240,000	—	30 Sep 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.14%	80,767	$192,000	—	30 Sep 2020	13F
Invesco Ltd.	13F	Company	0.1%	56,806	$135,000	—	30 Sep 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.08%	47,870	$114,000	—	30 Sep 2020	13F
Aveo Capital Partners, LLC	13F	Company	0.07%	37,310	$89,000	—	30 Sep 2020	13F
Almitas Capital LLC	13F	Company	0.06%	35,000	$83,000	—	30 Sep 2020	13F
BOENNING & SCATTERGOOD, INC.	13F	Company	0.05%	31,000	$74,000	—	30 Sep 2020	13F
TRANSCEND CAPITAL ADVISORS, LLC	13F	Company	0.05%	28,216	$67,000	—	30 Sep 2020	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.05%	27,314	$65,000	—	30 Sep 2020	13F
CITADEL ADVISORS LLC	13F	Company	0.03%	19,458	$46,000	—	30 Sep 2020	13F
Private Advisor Group, LLC	13F	Company	0.03%	17,397	$41,000	—	30 Sep 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.03%	17,284	$41,000	—	30 Sep 2020	13F
Summit Trail Advisors, LLC	13F	Company	0.03%	14,471	$40,000	—	30 Sep 2020	13F
CITIGROUP INC	13F	Company	0.03%	15,150	$36,000	—	30 Sep 2020	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	0.03%	14,500	$35,000	—	30 Sep 2020	13F
First National Bank of Mount Dora, Trust Investment Services	13F	Company	0.02%	13,700	$32,000	—	30 Sep 2020	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.02%	11,401	$27,000	—	30 Sep 2020	13F
Kestra Advisory Services, LLC	13F	Company	0.02%	11,219	$27,000	—	30 Sep 2020	13F
Epstein & White Financial LLC	13F	Company	0.02%	10,977	$26,000	—	30 Sep 2020	13F
REGENTATLANTIC CAPITAL LLC	13F	Company	0.02%	10,150	$24,000	—	30 Sep 2020	13F
Tidal Investments LLC	13F	Company	0.02%	10,000	$23,000	—	30 Sep 2020	13F
CX Institutional	13F	Company	0.01%	6,250	$15,000	—	30 Sep 2020	13F
FIFTH THIRD BANCORP	13F	Company	0.01%	5,000	$12,000	—	30 Sep 2020	13F
Advisory Services Network, LLC	13F	Company	0%	2,600	$6,000	—	30 Sep 2020	13F
NEXT Financial Group, Inc	13F	Company	0%	2,547	$6,000	—	30 Sep 2020	13F
Freestone Capital Holdings, LLC	13F	Company	0%	1,800	$4,284	—	30 Sep 2020	13F

Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q4 2020

As of 31 Dec 2020, Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by 61 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 22,908,085 shares. The largest 10 holders included CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, Matisse Capital, Advisors Asset Management, Inc., Quantedge Capital Pte Ltd, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., PATHSTONE FAMILY OFFICE, LLC, OTA Financial Group L.P., and Almitas Capital LLC. This page lists 61 institutional shareholders reporting positions in this security for the Q4 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders

Q4 2020 holders

Holder diff

Investor	Q3 2020 Shares	Q4 2020 Shares	Share Diff	Share Chg %	Q3 2020 Value $	Q4 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.