Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML)
CUSIP: 64129H104
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 57,073,100
- Total 13F shares
- 8,781,151
- Share change
- -1,221,568
- Total reported value
- $71,705,000
- Price per share
- $8.16
- Number of holders
- 38
- Value change
- -$11,068,218
- Number of buys
- 19
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 64129H104?
CUSIP 64129H104 identifies NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 64129H104:
Top shareholders of NML - Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
9.1%
|
5,221,318
|
$62,499,000 | — | 30 Sep 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.6%
|
917,398
|
$10,981,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
825,513
|
$9,882,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.4%
|
823,825
|
$9,861,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.95%
|
541,618
|
$6,483,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.64%
|
363,054
|
$4,346,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.49%
|
280,002
|
$3,351,000 | — | 30 Sep 2015 | |
| Caprock Group, LLC |
13F
|
Company |
0.33%
|
190,523
|
$2,281,000 | — | 30 Sep 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.24%
|
138,400
|
$1,657,000 | — | 30 Sep 2015 | |
| INVESTMENT HOUSE LLC |
13F
|
Company |
0.22%
|
124,463
|
$1,490,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
109,291
|
$1,407,000 | — | 30 Sep 2015 | |
| Hollow Brook Wealth Management LLC |
13F
|
Company |
0.08%
|
47,358
|
$567,000 | — | 30 Sep 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
33,875
|
$405,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
32,068
|
$384,000 | — | 30 Sep 2015 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.04%
|
25,450
|
$305,000 | — | 30 Sep 2015 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
24,191
|
$290,000 | — | 30 Sep 2015 | |
| Fiduciary Trust Co International of Pennsylvania |
13F
|
Company |
0.04%
|
22,630
|
$271,000 | — | 30 Sep 2015 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.04%
|
20,749
|
$248,000 | — | 30 Sep 2015 | |
| Northeast Financial Consultants Inc |
13F
|
Company |
0.04%
|
20,690
|
$248,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
19,077
|
$228,000 | — | 30 Sep 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.03%
|
18,350
|
$219,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.03%
|
16,889
|
$202,000 | — | 30 Sep 2015 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.03%
|
14,464
|
$173,000 | — | 30 Sep 2015 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.02%
|
14,153
|
$169,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.02%
|
12,819
|
$153,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.02%
|
11,543
|
$138,000 | — | 30 Sep 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.02%
|
10,570
|
$136,000 | — | 30 Sep 2015 | |
| Dorsey & Whitney Trust CO LLC |
13F
|
Company |
0.02%
|
11,171
|
$134,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
11,119
|
$133,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
10,473
|
$125,000 | — | 30 Sep 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
10,273
|
$123,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
8,020
|
$96,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
7,350
|
$87,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
6,270
|
$77,000 | — | 30 Sep 2015 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.01%
|
3,200
|
$69,344 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
4,442
|
$54,000 | — | 30 Sep 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,241
|
$14,000 | — | 30 Sep 2015 | |
| Integrated Wealth Management |
13F
|
Company |
0%
|
1,050
|
$13,000 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
796
|
$10,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
600
|
$7,000 | — | 30 Sep 2015 | |
| Donald L. Hagan, LLC |
13F
|
Company |
0%
|
500
|
$6,000 | — | 30 Sep 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
125
|
$1,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) as of Q4 2015
As of 31 Dec 2015,
Neuberger Energy Infrastructure & Income Fund Inc. - Common Stock (NML) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,781,151 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Invesco Ltd., SG Americas Securities, LLC, UBS Group AG, Weiss Asset Management LP, and SIT INVESTMENT ASSOCIATES INC.
This page lists
38
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
41
Q4 2015 holders
38
Holder diff
-3
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.